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HRTX Heron Therapeautics Inc

3.41
0.21 (6.56%)
21 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Heron Therapeautics Inc NASDAQ:HRTX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.21 6.56% 3.41 3.41 3.41 3.405 3.23 3.24 4,495,410 00:58:11

Initial Statement of Beneficial Ownership (3)

15/10/2020 9:29pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Peraza Lisa
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/13/2020 

3. Issuer Name and Ticker or Trading Symbol

HERON THERAPEUTICS, INC. /DE/ [HRTX]
(Last)        (First)        (Middle)

4242 CAMPUS POINT COURT, SUITE 200
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
VP, Chief Accounting Officer /
(Street)

SAN DIEGO, CA 92121      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 11259 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy)  (1)3/31/2024 Common Stock 35000 $13.91 D  
Employee Stock Option (Right to Buy)  (1)12/12/2024 Common Stock 17417 $9.05 D  
Employee Stock Option (Right to Buy)  (1)12/22/2025 Common Stock 20000 $29.41 D  
Employee Stock Option (Right to Buy)  (1)10/7/2026 Common Stock 20000 $16.83 D  
Employee Stock Option (Right to Buy)  (2)12/21/2026 Common Stock 27500 $13.00 D  
Employee Stock Option (Right to Buy)  (2)2/13/2027 Common Stock 25000 $13.85 D  
Employee Stock Option (Right to Buy)  (2)12/18/2027 Common Stock 27500 $17.00 D  
Employee Stock Option (Right to Buy)  (2)12/15/2028 Common Stock 20160 $24.97 D  
Employee Stock Option (Right to Buy)  (2)12/19/2029 Common Stock 26400 $25.02 D  

Explanation of Responses:
(1) The stock option is fully vested and exercisable.
(2) The stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Peraza Lisa
4242 CAMPUS POINT COURT
SUITE 200
SAN DIEGO, CA 92121


VP, Chief Accounting Officer

Signatures
/s/ Lisa Peraza10/15/2020
**Signature of Reporting PersonDate

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