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HMNF HMN Financial Inc

19.48
0.00 (0.00%)
Pre Market
Last Updated: 14:03:04
Delayed by 15 minutes
Share Name Share Symbol Market Type
HMN Financial Inc NASDAQ:HMNF NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 19.48 7.76 31.04 0 14:03:04

Annual Statement of Changes in Beneficial Ownership (5)

16/02/2021 6:01pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

McGraw Lawrence D
2. Issuer Name and Ticker or Trading Symbol

HMN FINANCIAL INC [HMNF]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP of Home Federal Svgs Bank
(Last)          (First)          (Middle)

1016 CIVIC CENTER DRIVE NW
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2020 
(Street)

ROCHESTER, MN 55901
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock        56734 (1)D  
Common Stock        5685 (2)I ESOP 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Buy $11.2100         1/26/2017 1/25/2026 Common Stock 3674  3674 D  
Option to Buy $11.2100         1/26/2018 1/25/2026 Common Stock 3675  3675 D  
Option to Buy $11.2100         1/26/2019 1/25/2026 Common Stock 3675  3675 D  

Explanation of Responses:
(1) Includes shares purchased in the Employee Stock Purchase Plan in 2020.
(2) Includes shares allocated for 2020 from the Employee Stock Ownership Plan

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
McGraw Lawrence D
1016 CIVIC CENTER DRIVE NW
ROCHESTER, MN 55901


EVP of Home Federal Svgs Bank

Signatures
/s/ Jon Eberle by Power of Attorney for Larry McGraw2/16/2021
**Signature of Reporting PersonDate

1 Year HMN Financial Chart

1 Year HMN Financial Chart

1 Month HMN Financial Chart

1 Month HMN Financial Chart

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