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HFBL Home Federal Bancorp Inc of Louisiana

11.52
0.00 (0.00%)
Last Updated: 15:00:55
Delayed by 15 minutes
Share Name Share Symbol Market Type
Home Federal Bancorp Inc of Louisiana NASDAQ:HFBL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 11.52 11.06 11.24 11.52 11.52 11.52 115 15:00:55

Statement of Changes in Beneficial Ownership (4)

13/11/2020 11:01pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BARLOW JAMES R
2. Issuer Name and Ticker or Trading Symbol

Home Federal Bancorp, Inc. of Louisiana [ HFBL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman, President & CEO***
(Last)          (First)          (Middle)

C/O HOME FEDERAL BANK, 222 FLORIDA STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

11/11/2020
(Street)

SHREVEPORT, LA 71105
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/11/2020  A(1)  15000 A$0 38791 (2)D  
Common Stock         14230 I By IRA 
Common Stock         550 I By Spouse 
Common Stock         16503.68 (3)I By 401(k) Plan 
Common Stock         8558.0728 I By ESOP 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $23.72 11/11/2020  A   10000     (4)11/11/2030 Common Stock 10000 $0 10000 D  
Employee Stock Option (Right to Buy) $23.00           10/26/2020 (5)10/26/2025 Common Stock 10000  10000 D  
Employee Stock Option (Right to Buy) $18.92           7/31/2019 (6)7/31/2024 Common Stock 2133  2133 D  
Employee Stock Option (Right to Buy) $14.70           1/31/2017 (7)1/31/2022 Common Stock 48630  48630 D  

Explanation of Responses:
(1) Represents the grant of shares pursuant to the 2019 Stock Incentive Plan that vest 20% per year commencing on November 11, 2021.
(2) Includes 6,473 shares held jointly with the reporting person's spouse.
(3) Reflects units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Includes units acquired in the Home Federal Bank Employees' Savings and Profit Sharing Plan and Trust since the last filed Form 4, based on a report dated November 12, 2020.
(4) The options vest at a rate of 20% per year commencing on November 11, 2021.
(5) The options vested at a rate of 20% per year commencing on October 26, 2016 and were fully vested and exercisable as of October 26, 2020.
(6) The options vested at a rate of 20% per year commencing on July 31, 2015 and were fully vested and exercisable as of July 31, 2019.
(7) The options vested at a rate of 20% per year commencing on January 31, 2013 and were fully vested and exercisable as of January 31, 2017.

Remarks:
*** Also serves as Chairman of the Board, President and Chief Executive Officer of the Issuer's wholly owned subsidiary, Home Federal Bank.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BARLOW JAMES R
C/O HOME FEDERAL BANK
222 FLORIDA STREET
SHREVEPORT, LA 71105
X
Chairman, President & CEO***

Signatures
/s/Glen W. Brown by P.O.A. for James R. Barlow11/13/2020
**Signature of Reporting PersonDate

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