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HEAR Turtle Beach Corporation

15.45
0.26 (1.71%)
After Hours
Last Updated: 00:27:49
Delayed by 15 minutes
Share Name Share Symbol Market Type
Turtle Beach Corporation NASDAQ:HEAR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.26 1.71% 15.45 15.26 15.52 15.27 14.65 15.10 358,401 00:27:49

Statement of Changes in Beneficial Ownership (4)

02/04/2020 10:52pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ballard Lloyd Gregory
2. Issuer Name and Ticker or Trading Symbol

Turtle Beach Corp [ HEAR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O TURTLE BEACH CORPORATION, 11011 VIA FRONTERA, SUITE A/B
3. Date of Earliest Transaction (MM/DD/YYYY)

4/1/2020
(Street)

SAN DIEGO, CA 92127
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 4/1/2020  A  8403 (1)A$0.00 34949 D  
Common Stock         5000 I By Spouse 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) $3.60            (2)4/19/2027 Common Stock 12889  12889 D  
Stock Option (Right to Buy) $3.12            (3)4/11/2028 Common Stock 11025  11025 D  
Stock Option (Right to Buy) $12.10            (3)4/1/2029 Common Stock 4132  4132 D  
Stock Option (Right to Buy) $5.95 4/1/2020  A   16806    4/1/2021 4/1/2030 Common Stock 16806 $0.00 16806 D  

Explanation of Responses:
(1) These are restricted shares that will vest on April 1, 2021.
(2) The option becomes exercisable in four equal annual installments on April 19, 2018, 2019, 2020 and 2021.
(3) All options are exercisable as of the date of this Form 4.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Ballard Lloyd Gregory
C/O TURTLE BEACH CORPORATION
11011 VIA FRONTERA, SUITE A/B
SAN DIEGO, CA 92127
X



Signatures
/s/ Gregory Ballard4/2/2020
**Signature of Reporting PersonDate

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