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HALO Halozyme Therapeutics Incorporated

39.30
1.20 (3.15%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Halozyme Therapeutics Incorporated NASDAQ:HALO NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  1.20 3.15% 39.30 37.89 39.90 40.00 38.295 38.40 1,031,838 00:08:21

Initial Statement of Beneficial Ownership (3)

06/01/2020 9:28pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

LaBarre Michael J.
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/3/2020 

3. Issuer Name and Ticker or Trading Symbol

HALOZYME THERAPEUTICS, INC. [HALO]
(Last)        (First)        (Middle)

C/O HALOZYME THERAPEUTICS, INC., 11388 SORRENTO VALLEY ROAD
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP, Chief Technical Officer /
(Street)

SAN DIEGO, CA 92121      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 154223 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Purchase Common Stock 2/3/2012 (1)2/3/2021 Common Stock 40000 $7.14 D  
Option to Purchase Common Stock 2/2/2013 (1)2/2/2022 Common Stock 40000 $11.29 D  
Option to Purchase Common Stock 2/4/2014 (1)2/4/2023 Common Stock 55000 $6.55 D  
Option to Purchase Common Stock 2/6/2015 (1)2/6/2024 Common Stock 37500 $13.10 D  
Option to Purchase Common Stock 2/4/2016 (1)2/4/2025 Common Stock 34000 $13.81 D  
Option to Purchase Common Stock 2/3/2017 (1)2/3/2026 Common Stock 78452 $8.11 D  
Option to Purchase Common Stock 2/22/2018 (1)2/22/2027 Common Stock 56352 $12.07 D  
Option to Purchase Common Stock 2/14/2019 (1)2/14/2028 Common Stock 40489 $18.41 D  
Option to Purchase Common Stock 7/2/2019 (1)7/2/2028 Common Stock 2000 $16.78 D  
Option to Purchase Common Stock 2/12/2020 (1)2/12/2029 Common Stock 60146 $16.65 D  
Restricted Stock Unit 2/3/2017 (2) (2)Common Stock 11559  (2)D  
Restricted Stock Unit 2/22/2018 (2) (2)Common Stock 17606  (2)D  
Restricted Stock Unit 2/14/2019 (2) (2)Common Stock 17314  (2)D  
Restricted Stock Unit 2/12/2020 (2) (2)Common Stock 31532  (2)D  

Explanation of Responses:
(1) This option vests one-fourth on such date and then vests 1/48th monthly thereafter.
(2) One-fourth of the original grant vests on such date and one-fourth vests annually thereafter. Represents a restricted stock unit award with no exercise price.

Remarks:
Exhibit List: Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
LaBarre Michael J.
C/O HALOZYME THERAPEUTICS, INC.
11388 SORRENTO VALLEY ROAD
SAN DIEGO, CA 92121


SVP, Chief Technical Officer

Signatures
/s/ James R. Oehler as attorney-in-fact for Michael J. LaBarre1/6/2020
**Signature of Reporting PersonDate

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