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GWRS Global Water Resources Inc

12.62
-0.14 (-1.10%)
07 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Global Water Resources Inc NASDAQ:GWRS NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.14 -1.10% 12.62 11.94 13.19 12.86 12.54 12.86 14,192 01:00:00

Amended Statement of Beneficial Ownership (3/a)

17/08/2021 10:58pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Lenderking John Carroll
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/4/2020 

3. Issuer Name and Ticker or Trading Symbol

Global Water Resources, Inc. [GWRS]
(Last)        (First)        (Middle)

C/O GLOBAL WATER RESOURCES, INC., 21410 N. 19TH AVENUE, SUITE 220
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP, Water Resources /
(Street)

PHOENIX, AZ 85027      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
2/4/2020 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Appreciation Right  (1)8/10/2027 Common Stock 24750.0 $8.99 (2)D  

Explanation of Responses:
(1) The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year.
(2) Due to a clerical error, the price was originally reported as $9.40.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Lenderking John Carroll
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 220
PHOENIX, AZ 85027


SVP, Water Resources

Signatures
/s/ Joanne Ellsworth, attorney-in-fact8/17/2021
**Signature of Reporting PersonDate

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