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GT Goodyear Tire and Rubber Company

11.84
0.10 (0.85%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Goodyear Tire and Rubber Company NASDAQ:GT NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.10 0.85% 11.84 11.78 11.99 11.96 11.69 11.78 2,627,137 01:00:00

Statement of Changes in Beneficial Ownership (4)

23/11/2016 4:52pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Scocos Evan M
2. Issuer Name and Ticker or Trading Symbol

GOODYEAR TIRE & RUBBER CO /OH/ [ GT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Vice President and Controller
(Last)          (First)          (Middle)

200 INNOVATION WAY
3. Date of Earliest Transaction (MM/DD/YYYY)

11/22/2016
(Street)

AKRON, OH 44316
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   11/22/2016     M    950   A $24.71   950   D    
Common Stock   11/22/2016     F    837   D $30.42   113   D    
Common Stock   11/22/2016     M    988   A $26.74   1101   D    
Common Stock   11/22/2016     F    914   D $30.42   187   D    
Common Stock   11/22/2016     M    439   A $12.74   626   D    
Common Stock   11/22/2016     F    271   D $30.42   355   D    
Common Stock   11/22/2016     M    904   A $13.91   1259   D    
Common Stock   11/22/2016     F    580   D $30.42   679   D    
Common Stock   11/22/2016     M    1472   A $12.94   2151   D    
Common Stock   11/22/2016     F    913   D $30.42   1238   D    
Common Stock   11/22/2016     M    1569   A $12.98   2807   D    
Common Stock   11/22/2016     F    975   D $30.42   1832   D    
Common Stock                  3133   (1) I   401(k) Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2005 Plan Option   (2) $24.71   11/22/2016     M         950    2/27/2011   (3) 2/27/2017   Common Stock   950   $0.00   0   D    
2005 Plan Option   (2) $26.74   11/22/2016     M         988    2/21/2012   (4) 2/21/2018   Common Stock   988   $0.00   0   D    
2008 Plan Option   (5) $12.74   11/22/2016     M         439    2/23/2014   (6) 2/23/2020   Common Stock   439   $0.00   0   D    
2008 Plan Option   (5) $13.91   11/22/2016     M         904    2/22/2015   (7) 2/22/2021   Common Stock   904   $0.00   0   D    
2008 Plan Option   (5) $12.94   11/22/2016     M         1472    2/27/2016   (8) 2/27/2022   Common Stock   1472   $0.00   0   D    
2008 Plan Option   (5) $12.98   11/22/2016     M         1569    2/28/2016   (9) 2/28/2023   Common Stock   1569   $0.00   524   D    

Explanation of Responses:
( 1)  Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, 401(k) Plan, as of November 22, 2016 as reported by the Plan Trustee.
( 2)  Non-Qualified Stock Option in respect of shares of common stock granted under the 2005 Performance Plan.
( 3)  The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2007).
( 4)  The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/21/2008).
( 5)  Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
( 6)  The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/23/2010).
( 7)  The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/22/2011).
( 8)  The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/27/2012).
( 9)  The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (2/28/2013).

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Scocos Evan M
200 INNOVATION WAY
AKRON, OH 44316


Vice President and Controller

Signatures
/s/ Daniel T Young, signing as an attorney-in-fact and agent duly authorized to execute this Form 4 on behalf of Evan M Scocos pursuant to a Power of Attorney dated 10/26/16, a copy of which is filed herewith. 11/23/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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