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GAIN Gladstone Investment Corporation

13.73
-0.24 (-1.72%)
03 Aug 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Gladstone Investment Corporation NASDAQ:GAIN NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.24 -1.72% 13.73 10.92 14.55 13.91 13.72 13.91 195,792 05:00:03

Prospectus Filed Pursuant to Rule 424(b)(3) (424b3)

11/08/2021 9:01pm

Edgar (US Regulatory)


Filed Pursuant to Rule 424(b)(3)
Registration Statement No. 333-232124

Supplement No. 1 dated August 11, 2021 to Prospectus Supplement dated December 19, 2019

(To Prospectus dated July 24, 2019)

 

LOGO

Up to $35,000,000

Common Stock

 

 

This Supplement No. 1 supplements and amends our Prospectus Supplement, dated December 19, 2019 (the “Common Stock ATM Prospectus Supplement”), and should be read in conjunction with the Common Stock ATM Prospectus Supplement and the prospectus dated July 24, 2019 (the “Base Prospectus”).

On December 19, 2019, we entered into separate sales agreements (each, a “Sales Agreement” and collectively, the “Sales Agreements”) with Wedbush Securities Inc., Cantor Fitzgerald & Co., and Ladenburg Thalmann & Co. Inc. (collectively, the “Sales Agents”), relating to the sale of up to $35,000,000 of shares of our common stock, par value $0.001 per share, offered pursuant to the Common Stock ATM Prospectus Supplement and the Base Prospectus (the “Offering”).

As of the date hereof, we have sold approximately $4.9 million of our common stock pursuant to the Common Stock ATM Prospectus Supplement and the Base Prospectus and have decided to terminate the Sales Agreements and the Offering, each effective as of the date hereof.

 

 

The date of this Supplement No. 1 to Prospectus Supplement is August 11, 2021

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