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FULT Fulton Financial Corporation

17.145
0.595 (3.60%)
Last Updated: 19:58:51
Delayed by 15 minutes
Share Name Share Symbol Market Type
Fulton Financial Corporation NASDAQ:FULT NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.595 3.60% 17.145 17.14 17.15 17.20 16.51 16.51 1,269,090 19:58:51

Amended Statement of Changes in Beneficial Ownership (4/a)

10/08/2021 10:02pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Stolzer Daniel R
2. Issuer Name and Ticker or Trading Symbol

FULTON FINANCIAL CORP [ FULT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Sr EVP & Chief Legal Officer
(Last)          (First)          (Middle)

C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE
3. Date of Earliest Transaction (MM/DD/YYYY)

5/1/2021
(Street)

LANCASTER, PA 17602
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

8/9/2021 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
$2.50 par value Common Stock 5/1/2021  M  8616.5761 A$0.00 16523.0863 (1)D  
$2.50 par value Common Stock 5/1/2021  F  3147.5761 D$17.05 13375.5102 D  
$2.50 par value Common Stock 5/3/2021  S  0.4778 D$17.08 13375.0324 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock Units  (2)5/1/2021  M     8616.5761   (3) (3)$2.50 par value Common Stock 8616.5761 $0.00 0.00 D  

Explanation of Responses:
(1) Includes .0041 shares acquired on January 20, 2021 and .0041 shares acquired on April 19, 2021 pursuant to dividend reinvestment.
(2) Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.
(3) Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2021. The PSUs were granted on May 1, 2018. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

Remarks:
Amending a Form 4 that was previously filed on May 5, 2021, which inadvertently omitted the April 15, 2021 accrued dividend. Approximately 68 PSUs were not applied to the reported transaction before the PSUs awarded on May 1, 2018 vested on May 1, 2021. The omission of the accrued dividend was a result of a clerical error by a third party stock plan administrator. This Form 4/A now includes the additional shares acquired upon vesting and disposed for taxes.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Stolzer Daniel R
C/O FULTON FINANCIAL CORPORATION
P.O. BOX 4887, ONE PENN SQUARE
LANCASTER, PA 17602


Sr EVP & Chief Legal Officer

Signatures
John R. Merva, Attorney-in-Fact8/10/2021
**Signature of Reporting PersonDate

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