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FULT Fulton Financial Corporation

16.53
-0.27 (-1.61%)
01 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Fulton Financial Corporation NASDAQ:FULT NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.27 -1.61% 16.53 15.90 17.01 17.145 16.53 16.89 7,757,999 01:00:00

Amended Statement of Changes in Beneficial Ownership (4/a)

10/08/2021 9:57pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MOXLEY JAMES R III
2. Issuer Name and Ticker or Trading Symbol

FULTON FINANCIAL CORP [ FULT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE
3. Date of Earliest Transaction (MM/DD/YYYY)

6/1/2021
(Street)

LANCASTER, PA 17604
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

6/3/2021 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
$2.50 par value Common Stock 6/1/2021  M  5755.0836 A$0.00 69347.0712 D  
$2.50 par value Common Stock         28000.00 I By 401(k) 
$2.50 par value Common Stock         17870.7861 I By Children 
$2.50 par value Common Stock         39115.00 I By Family Trust 
$2.50 par value Common Stock         1191.3848 I By Spouse 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)6/1/2021  A   3451.00     (2)(3) (2)(3)$2.50 par value Common Stock 3451.00 $0.00 3451.00 D  
Restricted Stock Units  (1)6/1/2021  M     5755.0836 (4)  (4) (4)$2.50 par value Common Stock 5755.0836 (4)$0.00 0.00 D  

Explanation of Responses:
(1) Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock, $2.50 par value per share.
(2) Forfeiture restrictions lapse on the restricted stock units on the first anniversary of the date of grant, or earlier in accordance with the Fulton Financial Corporation Amended and Restated Director's Equity Participation Plan.
(3) The restricted stocks units, together with accumulated dividend equivalents, will convert to common stock on the first anniversary of the date of the grant or, at the election of the reporting person, in up to three equal annual installments beginning in January of the year following the year in which the reporting person retires or separates from the Fulton Financial Corporation Board of Directors.
(4) Represents 5,500 restricted stock units granted to the reporting person on June 1, 2020, together with 208.3079 accumulated dividend equivalents, for which the forfeiture restrictions lapsed on June 1, 2021. The common stock into which the restricted stock units were converted is reported in Table I of this Form 4.

Remarks:
Amending a Form 4 that was previously filed on June 3, 2021, which inadvertently omitted the April 15, 2021 accrued dividend. Approximately 47 restricted stock units were not applied to the reported transaction before the restricted stock units awarded on June 1, 2020 vested and were paid on June 1, 2021. The omission of the accrued dividend was a result of a clerical error by a third party stock plan administrator. This Form 4/A now includes the additional shares acquired upon vesting.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MOXLEY JAMES R III
C/O FULTON FINANCIAL CORPORATION
P.O. BOX 4887, ONE PENN SQUARE
LANCASTER, PA 17604
X



Signatures
John R. Merva, Attorney-in-Fact8/10/2021
**Signature of Reporting PersonDate

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