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FSFG First Savings Financial Group Inc

16.07
-0.09 (-0.56%)
08 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
First Savings Financial Group Inc NASDAQ:FSFG NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.09 -0.56% 16.07 10.00 18.37 16.25 15.51 16.15 9,684 01:00:00

Form 4 - Statement of changes in beneficial ownership of securities

23/11/2023 12:52am

Edgar (US Regulatory)


SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jackson Derrick B.

(Last) (First) (Middle)
702 NORTH SHORE DRIVE
SUITE 300

(Street)
JEFFERSONVILLE IN 47130

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
First Savings Financial Group, Inc. [ FSFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief of Credit Admin of Sub
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2023 A 1,760(1) A $0 8,510(2)(3) D
Common Stock 3,559(4) I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $15.1 11/21/2023 A 3,750 11/21/2024 11/21/2033 Common Stock 3,750(5) $0 3,750(5) D
Stock Options $18.853 11/21/2018 11/21/2027 Common Stock 9,000(6) 9,000(6) D
Stock Options $22.1166 11/21/2020 11/21/2029 Common Stock 4,437(7) 4,437(7) D
Stock Options $21.1 11/20/2021 11/20/2030 Common Stock 813(8) 813(8) D
Stock Options $26.72 11/21/2022 11/21/2031 Common Stock 7,500(9) 7,500(9) D
Stock Options $22.49 11/21/2023 11/21/2032 Common Stock 3,750(10) 3,750(10) D
Explanation of Responses:
1. Shares of restricted stock vest at a rate of 20% per year commencing on November 21, 2024.
2. Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 21, 2022.
3. Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 21, 2023.
4. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
5. Stock options vest at a rate of 20% per year commencing on November 21, 2024.
6. Stock options are fully vested.
7. Stock options vest at a rate of 20% per year commencing on November 21, 2020.
8. Stock options vest at a rate of 20% per year commencing on November 20, 2021.
9. Stock options vest at a rate of 20% per year commencing on November 21, 2022.
10. Stock options vest at a rate of 20% per year commencing on November 21, 2023.
/s/ Victor L. Cangelosi, pursuant to Power of Attorney 11/22/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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