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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Francescas Holdings Corporation | NASDAQ:FRAN | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.22 | 2.21 | 2.22 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
CROSS RIVER CAPITAL MANAGEMENT LLC |
2. Issuer Name
and
Ticker or Trading Symbol
Francesca's Holdings CORP [ FRAN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
31 BAILEY AVENUE, UNIT D |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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RIDGEFIELD, CT 06877 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 5/16/2019 | P | 20000 | A | $0.55 (3) | 3653800 | D (1) | |||
Common Stock | 5/16/2019 | P | 0 | A | $0 | 3653800 | I | See Footnote (2) | ||
Common Stock | 5/20/2019 | P | 78000 | A | $0.56 (4) | 3731800 | D (1) | |||
Common Stock | 5/20/2019 | P | 0 | A | $0 | 3731800 | I | See Footnote (2) | ||
Common Stock | 5/21/2019 | P | 78200 | A | $0.57 (5) | 3810000 | D (1) | |||
Common Stock | 5/21/2019 | P | 0 | A | $0 | 3810000 | I | See Footnote (2) | ||
Common Stock | 5/22/2019 | P | 175000 | A | $0.54 (6) | 3985000 | D (1) | |||
Common Stock | 5/22/2019 | P | 0 | A | $0 | 3985000 | I | See Footnote (2) | ||
Common Stock | 5/23/2019 | P | 80000 | A | $0.51 (7) | 4065000 | D (1) | |||
Common Stock | 5/23/2019 | P | 0 | A | $0 | 4065000 | I | See Footnote (2) | ||
Common Stock | 5/24/2019 | P | 25000 | A | $0.52 (8) | 4090000 | D (1) | |||
Common Stock | 5/24/2019 | P | 0 | A | $0 | 4090000 | I | See Footnote (2) | ||
Common Stock | 5/29/2019 | P | 20000 | A | $0.50 (9) | 4110000 | D (1) | |||
Common Stock | 5/29/2019 | P | 0 | A | $0 | 4110000 | I | See Footnote (2) | ||
Common Stock | 6/3/2019 | P | 15000 | A | $0.49 (10) | 4125000 | D (1) | |||
Common Stock | 6/3/2019 | P | 0 | A | $0 | 4125000 | I | See Footnote (2) | ||
Common Stock | 6/4/2019 | P | 10000 | A | $0.51 (11) | 4135000 | D (1) | |||
Common Stock | 6/4/2019 | P | 0 | A | $0 | 4135000 | I | See Footnote (2) | ||
Common Stock | 6/5/2019 | P | 5000 | A | $0.50 (12) | 4140000 | D (1) | |||
Common Stock | 6/5/2019 | P | 0 | A | $0 | 4140000 | I | See Footnote (2) | ||
Common Stock | 6/6/2019 | P | 70000 | A | $0.46 (13) | 4210000 | D (1) | |||
Common Stock | 6/6/2019 | P | 0 | A | $0 | 4210000 | I | See Footnote (2) | ||
Common Stock | 6/10/2019 | P | 15000 | A | $0.50 (14) | 4225000 | D (1) | |||
Common Stock | 6/10/2019 | P | 0 | A | $0 | 4225000 | I | See Footnote (2) | ||
Common Stock | 6/11/2019 | P | 45000 | A | $0.48 (15) | 4270000 | D (1) | |||
Common Stock | 6/11/2019 | P | 0 | A | $0 | 4270000 | I | See Footnote (2) | ||
Common Stock | 6/12/2019 | P | 15000 | A | $0.49 (16) | 4285000 | D (1) | |||
Common Stock | 6/12/2019 | P | 0 | A | $0 | 4285000 | I | See Footnote (2) | ||
Common Stock | 6/18/2019 | P | 5000 | A | $0.42 (17) | 4290000 | D (1) | |||
Common Stock | 6/18/2019 | P | 0 | A | $0 | 4290000 | I | See Footnote (2) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks:
This is the first part of a Form 4 filing for the Reporting Persons. There are two parts to this Form 4 filing because of the constraint of a 30 transaction line maximum for tables in a Form 4. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
CROSS RIVER CAPITAL MANAGEMENT LLC
31 BAILEY AVENUE UNIT D RIDGEFIELD, CT 06877 |
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X |
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Cross River Management LLC
31 BAILEY AVENUE UNIT D RIDGEFIELD, CT 06877 |
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X |
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Cross River Partners LP
C/O CROSS RIVER CAPITAL MANAGEMENT LLC 31 BAILEY AVENUE, UNIT D RIDGEFIELD, CT 06877 |
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X |
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MURPHY RICHARD
C/O CROSS RIVER CAPITAL MANAGEMENT LLC 31 BAILEY AVENUE, UNIT D RIDGEFIELD, CT 06877 |
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X |
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Signatures
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Cross River Capital Management LLC By: /s/ Richard Murphy, Managing Member | 7/11/2019 | |
** Signature of Reporting Person |
Date
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Cross River Management LLC By: /s/ Richard Murphy, Managing Member | 7/11/2019 | |
** Signature of Reporting Person |
Date
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Cross River Partners LP By: /s/ Richard Murphy, Managing Member of Cross River Capital Management LLC, its General Partner | 7/11/2019 | |
** Signature of Reporting Person |
Date
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/s/ Richard Murphy | 7/11/2019 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Francescas Chart |
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