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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Forian Inc | NASDAQ:FORA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.03 | 1.15% | 2.63 | 2.55 | 2.84 | 2.80 | 2.60 | 2.64 | 6,529 | 01:00:00 |
Delaware
|
85-3467693
|
|
(State or other jurisdiction of incorporation or organization)
|
(I.R.S. Employer Identification Number)
|
Large accelerated filer
|
☐
|
Accelerated filer
|
☐
|
Non-accelerated filer
|
☒
|
Smaller reporting company
|
☒
|
Emerging growth company
|
☒
|
Item 3. |
Incorporation of Documents by Reference.
|
(a) |
The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2021, filed with the Commission on March
31, 2022;
|
(b) |
The Registrant’s Quarterly Reports on Form 10-Q for the quarter ended March 31, 2022, filed with the Commission on May 13,
2022, for the quarter ended June 30, 2022, filed with the Commission on August 12, 2022, and for the quarter ended September 30, 2022, filed with the Commission on November 14, 2022;
|
(c) |
The Registrant’s Current Reports on Form 8-K filed with the Commission on April 8, 2022 and June 21, 2022; and
|
(d) |
The description of the Registrant’s Common Stock contained in the Company’s Registration Statement on Form 8-A (File No. 001-40146)
filed with the Commission on March 2, 2021, pursuant to Section 12(b) of the Exchange Act, including any amendment or report filed for the purpose of updating such description.
|
Item 8. |
Exhibits.
|
Exhibit
No.
|
Description
|
|
Certificate of Incorporation of the Registrant (Incorporated by reference to Exhibit 3.1 to Form S-4 filed on November 24, 2020, as amended on December 31, 2020, January 19, 2021, February 1, 2021 and February
9, 2021).
|
||
Bylaws of the Registrant (Incorporated by reference to Exhibit 3.2 to Form S-4 filed on November 24, 2020, as amended on December 31, 2020, January 19, 2021, February 1, 2021 and February 9, 2021).
|
||
Forian Inc. 2020 Equity Incentive Plan.
|
||
Opinion of Duane Morris LLP regarding the legality of the securities being registered.
|
||
Consent of Marcum LLP.
|
||
Consent of Duane Morris LLP (included in Exhibit 5.1).
|
||
Power of Attorney (included on the signature page of this Registration Statement).
|
||
Forian Inc. First Amendment to 2020 Equity Incentive Plan (Incorporated by reference to Exhibit 10.1 to Form 8-K filed on June 21, 2022).
|
||
Calculation of Filing Fee Table
|
* |
Filed herewith.
|
Item 9. |
Undertakings.
|
(a) |
The undersigned Registrant hereby undertakes:
|
FORIAN INC.
|
||
By:
|
/s/ Daniel Barton
|
|
Name: Daniel Barton
|
||
Title: Chief Executive Officer
|
Signature
|
Title
|
Date
|
||
/s/ Daniel Barton
|
Chief Executive Officer and Director
|
November 18, 2022
|
||
Daniel Barton
|
(Principal Executive Officer)
|
|||
/s/ Michael Vesey
|
Chief Financial Officer
|
November 18, 2022
|
||
Michael Vesey
|
(Principal Financial Officer and Principal Accounting Officer)
|
|||
/s/ Max Wygod
|
Executive Chairman
|
November 18, 2022
|
||
Max Wygod
|
||||
/s/ Mark J. Adler, M.D.
|
Director
|
November 18, 2022
|
||
Mark J. Adler, M.D.
|
||||
/s/ Ian G. Banwell
|
Director
|
November 18, 2022
|
||
Ian G. Banwell
|
||||
/s/ Adam Dublin
|
Director and Chief Strategy Officer
|
November 18, 2022
|
||
Adam Dublin
|
||||
/s/ Jennifer Hajj
|
Director
|
November 18, 2022
|
||
Jennifer Hajj
|
||||
/s/ Shahir Kassam-Adams
|
Director
|
November 18, 2022
|
||
Shahir Kassam-Adams
|
/s/ Stanley S. Trotman, Jr.
|
Director
|
November 18, 2022
|
||
Stanley S. Trotman, Jr.
|
||||
/s/ Alyssa F. Varadhan
|
Director
|
November 18, 2022
|
||
Alyssa F. Varadhan
|
||||
/s/ Kristiina Vuori, M.D. Ph.D.
|
Director
|
November 18, 2022
|
||
Kristiina Vuori, M.D., Ph.D.
|
||||
/s/ Martin Wygod
|
Director
|
November 18, 2022
|
||
Martin Wygod
|
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