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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Funko Inc | NASDAQ:FNKO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.40 | 6.66% | 6.41 | 6.10 | 6.41 | 6.425 | 6.02 | 6.12 | 447,249 | 23:22:48 |
1. Name and Address of Reporting Person * Brotman Kenneth R. | 2. Issuer Name and Ticker or Trading Symbol Funko, Inc. [ FNKO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 9/19/2019 | C | 1613567 (1) | A | (1) | 1613567 | I | By ACON Funko Investors, L.L.C. (2)(3) | ||
Class A Common Stock | 9/19/2019 | S | 1613567 | D | $25.42 | 0 | I | By ACON Funko Investors, L.L.C. (2)(3) | ||
Class A Common Stock | 9/19/2019 | S | 764357 | D | $25.42 | 4207513 | I | By ACON Funko Investors Holdings 1, L.L.C. (2)(3) | ||
Class A Common Stock | 9/19/2019 | S | 322288 | D | $25.42 | 1774080 | I | By ACON Funko Investors Holdings 2, L.L.C. (2)(3) | ||
Class A Common Stock | 9/19/2019 | S | 899788 | D | $25.42 | 4953013 | I | By ACON Funko Investors Holdings 3, L.L.C. (2)(3) | ||
Class B Common Stock (4) | 9/19/2019 | D | 1613567 | D | (5) | 8882120 | I | By ACON Funko Investors, L.L.C. (2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Units of Funko Acquisition Holdings, L.L.C. | (6) | 9/19/2019 | C | 1613567 | (6) | (6) | Class A common stock | 1613567 | (6) | 8882120 | I | By ACON Funko Investors, L.L.C. (2)(3) |
Reporting Owners |
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Brotman Kenneth R. C/O ACON INVESTMENTS, L.L.C. 1133 CONNECTICUT AVE., NW, SUITE 700 WASHINGTON, DC 20036 |
X |
Signatures |
||
/s/ Teresa Bernstein, Attorney-in-fact | 9/23/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Funko Chart |
1 Month Funko Chart |
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