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FNCB FNCB Bancorp Inc

5.37
-0.16 (-2.89%)
Last Updated: 15:04:54
Delayed by 15 minutes
Share Name Share Symbol Market Type
FNCB Bancorp Inc NASDAQ:FNCB NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.16 -2.89% 5.37 5.37 5.52 5.54 5.37 5.54 331 15:04:54

Statement of Changes in Beneficial Ownership (4)

17/03/2017 10:49pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BONE JAMES M JR
2. Issuer Name and Ticker or Trading Symbol

FNCB Bancorp, Inc. [ FNCB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP & CFO
(Last)          (First)          (Middle)

C/O FNCB, 102 E. DRINKER ST.
3. Date of Earliest Transaction (MM/DD/YYYY)

3/15/2017
(Street)

DUNMORE, PA 18512
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK   3/15/2017     J (1)    72.818   A $6.541   35039.0452   (2) D    
COMMON STOCK   3/15/2017     J (3)    0.292   A $6.541   64.09   (4) I   Adult child who lives with Mr. Bone  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  Mr. Bone is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP for March 2017.
( 2)  This amount includes 41.0830 shares acquired individually by Mr. Bone pursuant to the DRP; 10.177 shares acquired jointly with Mr. Bone's spouse; 21.558 shares acquired jointly with Mr. Bone's father and siblings; 19,090 shares of time-based restricted common stock solely owned by Mr. Bone; 2,219.0181 shares owned jointly with Mr. Bone's spouse; 4,700.990 shares co-owned with Mr. Bone's father and siblings; and 8,956.2191 shares owned solely by Mr. Bone.
( 3)  Mr. Bone's adult daughter is a participant in FNCB Bancorp's Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP in 2017.
( 4)  This amount includes 0.292 shares acquired by Mr. Bone's adult daughter as a participant in the DRP in 2017.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BONE JAMES M JR
C/O FNCB
102 E. DRINKER ST.
DUNMORE, PA 18512


EVP & CFO

Signatures
/s/ Stephanie A. Westington, as attorney in fact 3/17/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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