Current Report Filing (8-k)

fat Brands Inc.0001705012FALSE00017050122023-01-032023-01-030001705012fat:ClassACommonStockMember2023-01-032023-01-030001705012fat:ClassBCommonStockMember2023-01-032023-01-030001705012fat:SeriesBCumulativePreferredStockMember2023-01-032023-01-030001705012fat:WarrantsToPurchaseCommonStockMember2023-01-032023-01-03

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 3, 2023

FAT Brands Inc.

(Exact name of Registrant as Specified in Its Charter)

Delaware			001-38250						82-1302696
(State or Other Jurisdiction of Incorporation)			(Commission File Number)						(IRS Employer Identification No.)
9720 Wilshire Blvd., Suite 500 Beverly Hills, CA (Address of Principal Executive Offices)						90212 (Zip Code)

Registrant’s Telephone Number, Including Area Code: [phone]

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

o			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Class A Common Stock, par value $0.0001 per share

FAT

The Nasdaq Stock Market LLC

Class B Common Stock, par value $0.0001 per share

FATBB

The Nasdaq Stock Market LLC

Series B Cumulative Preferred Stock, par value $0.0001 per share

FATBP

The Nasdaq Stock Market LLC

Warrants to purchase Class A Common Stock

FATBW

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Item 8.01 Other Events.

Effective January 3, 2023, the Board of Directors of FAT Brands Inc. (the “Company”) declared a monthly cash dividend on the Company’s 8.25% Series B Cumulative Preferred Stock (“Series B Preferred Stock”) of $0.171875 per share. The cash dividend is payable on February 20, 2023 to holders of record of the Series B Preferred Stock as of the close of business on February 10, 2023.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			FAT Brands Inc.
Date: January 5, 2023			/s/ Kenneth J. Kuick
			Kenneth J. Kuick
			Chief Financial Officer