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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Farmer Brothers Company | NASDAQ:FARM | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.08 | -2.54% | 3.07 | 3.07 | 4.00 | 3.20 | 3.09 | 3.13 | 59,394 | 05:00:11 |
Farmer Bros. Co. |
Common Stock, $1.00 Par Value |
307675108 |
December 31, 2019
|
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
CUSIP No. 307675108 | |||||||||||||||||||||||
1 |
Names of Reporting Persons
Farmer Bros. Co. Employee Stock Ownership Plan
|
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) (b)
|
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3 |
SEC Use Only
|
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4 |
Citizenship or Place of Organization
California
|
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5 |
Sole Voting Power
0
|
|||||||||||||||||||||
6 |
Shared Voting Power
1,137,058
|
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7 |
Sole Dispositive Power
0
|
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8 |
Shared Dispositive Power
0
|
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,137,058
|
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
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11 |
Percent of Class Represented by Amount in Row (9)
6.5% (based on 17,591,084 shares of common stock outstanding on 12/31/20)
|
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12 |
Type of Reporting Person (See Instructions)
EP
|
Item 1(a) | Name of Issuer: | |||||||||||||
Farmer Bros. Co. | ||||||||||||||
Item 1(b) | Address of Issuer’s Principal Executive Offices: | |||||||||||||
1912 Farmer Brothers Drive | ||||||||||||||
Northlake, Texas 76262 | ||||||||||||||
Item 2(a) | Name of Person Filing: | |||||||||||||
Farmer Bros. Co. Employee Stock Ownership Plan | ||||||||||||||
Item 2(b) | Address of Principal Business Office or, if none, Residence: | |||||||||||||
1912 Farmer Brothers Drive | ||||||||||||||
Northlake, Texas 76262 | ||||||||||||||
Item 2(c) | Citizenship: | |||||||||||||
California | ||||||||||||||
Item 2(d) | Title of Class of Securities: | |||||||||||||
Common Stock, $1.00 par value | ||||||||||||||
Item 2(e) | CUSIP Number: | |||||||||||||
307675108 | ||||||||||||||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | |||||||||||||
(a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |||||||||||||
(b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||||||||||||
(c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||||||||||||
(d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |||||||||||||
(e) | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |||||||||||||
(f) | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |||||||||||||
(h) | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||||||||||
(i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); | |||||||||||||
(j) | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | |||||||||||||
(k) | Group, in accordance with §240.13d-1(b)(1)(ii)(K). | |||||||||||||
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership. |
(a) |
Amount beneficially owned: 1,137,058
|
(b) |
Percent of class: 6.5% (based on 17,594,084 shares of common stock outstanding on 12/31/20)
|
(c) | Number of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote: 0
|
(ii) |
Shared power to vote or to direct the vote: 1,137,058
|
(iii) | Sole power to dispose or to direct the disposition of: 0 |
(iv) |
Shared power to dispose or to direct the disposition of: 0
|
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
By: | /s/ Ronald J. Friedman | |||||||
Name: |
Ronald J. Friedman
|
|||||||
Title: | Member of the Administrative Committee of the Farmer Bros. Qualified Employee Retirement Plans |
By: | /s/ Jennifer H. Brown | |||||||
Name: | Jennifer H. Brown | |||||||
Title: | Member of the Administrative Committee of the Farmer Bros. Qualified Employee Retirement Plans |
By: | /s/ Scott R. Lyon | |||||||
Name: | Scott R. Lyon | |||||||
Title: | Member of the Administrative Committee of the Farmer Bros. Qualified Employee Retirement Plans |
By: | /s/ Ronald D. Lynch | |||||||
Name: | Ronald D. Lynch | |||||||
Title: | Member of the Administrative Committee of the Farmer Bros. Qualified Employee Retirement Plans |
1 Year Farmer Brothers Chart |
1 Month Farmer Brothers Chart |
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