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ESSA ESSA Bancorp Inc

19.37
0.86 (4.65%)
Last Updated: 20:20:17
Delayed by 15 minutes
Share Name Share Symbol Market Type
ESSA Bancorp Inc NASDAQ:ESSA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.86 4.65% 19.37 19.15 19.35 19.37 18.47 18.55 17,998 20:20:17

Statement of Changes in Beneficial Ownership (4)

17/05/2021 10:03pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Gray Peter A
2. Issuer Name and Ticker or Trading Symbol

ESSA Bancorp, Inc. [ ESSA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP and Chief Banking Officer
(Last)          (First)          (Middle)

200 PALMER STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

5/13/2021
(Street)

STROUDSBURG, PA 18360
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5/13/2021  P  51 A$15.41 18335 (2)(3)(4)(5)D  
Common Stock 5/13/2021  P  200 A$15.42 18535 (2)(3)(4)(5)D  
Common Stock 5/13/2021  P  200 A$15.43 18735 (2)(3)(4)(5)D  
Common Stock 5/13/2021  P  1549 A$15.44 20284 (2)(3)(4)(5)D  
Common Stock         1798 (1)I By IRA 
Common Stock         1683 (1)I By 401(k) 
Common Stock         2410 (1)I By ESOP 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
(2) Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
(3) Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2019.
(4) Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2020.
(5) Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Gray Peter A
200 PALMER STREET
STROUDSBURG, PA 18360


EVP and Chief Banking Officer

Signatures
/s/ Marc P. Levy, pursuant to Power of Attorney5/17/2021
**Signature of Reporting PersonDate

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