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ENPH Enphase Energy Inc

106.2299
1.07 (1.02%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Enphase Energy Inc NASDAQ:ENPH NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  1.07 1.02% 106.2299 106.06 106.23 107.81 102.34 107.37 4,241,664 00:59:59

Statement of Changes in Beneficial Ownership (4)

22/05/2020 11:04am

Edgar (US Regulatory)


FORM 4 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Quiroga Moreno Isidoro
2. Issuer Name and Ticker or Trading Symbol

Enphase Energy, Inc. [ ENPH ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

AVENIDA PRESIDENTE RIESCO 5711, OFICINA 1603, LAS CONDES
3. Date of Earliest Transaction (MM/DD/YYYY)

5/20/2020
(Street)

SANTIAGO, F3 7550000
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5/20/2020  S  13548476 D$60.50 0 I Shares indirectly held through South Lake One LLC (1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) All shares of the Common Stock of Enphase Energy, Inc., a Delaware corporation, were directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Remarks:
South Lake One, LLC 250 West 55th Street New York, New York 10019

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Quiroga Moreno Isidoro
AVENIDA PRESIDENTE RIESCO 5711
OFICINA 1603, LAS CONDES
SANTIAGO, F3 7550000

X

South Lake One LLC
AVENIDA PRESIDENTE RIESCO 5711
OFICINA 1603, LAS CONDES
SANTIAGO, F3 7550000

X


Signatures
/s/ Isidoro Quiroga Moreno5/21/2020
**Signature of Reporting PersonDate

/s/ Isidoro Quiroga Moreno, President, on behalf of South Lake One LLC5/21/2020
**Signature of Reporting PersonDate

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