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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Duos Technologies Group Inc | NASDAQ:DUOT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.02 | 0.63% | 3.18 | 3.00 | 4.34 | 3.22 | 3.10 | 3.22 | 12,473 | 21:04:39 |
1. Name and Address of Reporting Person * PESSIN NORMAN H | 2. Issuer Name and Ticker or Trading Symbol DUOS TECHNOLOGIES GROUP, INC. [ DUOT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock (1) | 2/13/2020 | P | 58300 | A | $6 (1) | 102972 | D | |||
Common Stock (1) | 71430 | D (2) | ||||||||
Common Stock (1) | 75002 | D (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Convertible Preferred Stock | $7 | (4) | (4) | Common Stock | 243572 (5) | 1705 | D (2) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
PESSIN NORMAN H 400 E. 51ST STREET PH 31 NEW YORK, NY 10022 | X | ||||
Pessin Brian L. 310 E. 75TH STREET APARTMENT 2A NEW YORK, NY 10021 | X | ||||
PESSIN SANDRA F 400 E. 51ST STREET PH 31 NEW YORK, NY 10022 | X |
Signatures | ||
/s/ Norman H. Pessin | 9/3/2021 | |
**Signature of Reporting Person | Date | |
/s/ Sandra F. Pessin | 9/3/2021 | |
**Signature of Reporting Person | Date | |
/s/ Brian L. Pessin | 9/3/2021 | |
**Signature of Reporting Person | Date |
1 Year Duos Technologies Chart |
1 Month Duos Technologies Chart |
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