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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Duos Technologies Group Inc | NASDAQ:DUOT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.90 | 2.90 | 2.98 | 0 | 09:20:48 |
1
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NAMES OF REPORTING PERSONS
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Norman H. Pessin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
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☑
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(b)
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☐
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||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
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102,972
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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102,972
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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102,972
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12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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1) 3.1%
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14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
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||
IN
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1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Sandra F. Pessin
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
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||
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4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
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||
PF
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|||
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||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
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||||
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||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
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||
United States
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
71,430
|
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|||
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||||
8
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SHARED VOTING POWER
|
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||||
9
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SOLE DISPOSITIVE POWER
|
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||
71,430
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|||
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||||
10
|
SHARED DISPOSITIVE POWER
|
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||
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|||
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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|
||
71,4301
|
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|||
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|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
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||
1) 2.1%
|
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|||
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|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Brian L. Pessin
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
PF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
75,002
|
|
|
|||
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||||
8
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SHARED VOTING POWER
|
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||
|
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|||
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||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
75,002
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
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||
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
75,0022
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.3%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
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|||
|
|
Item 1.
|
Security and Issuer
|
Item 2.
|
Identity and Background
|
|
Name and Address:
|
1)
|
Norman H. Pessin
|
|
|
|
500 Fifth Ave, Suite 2240
|
|
|
|
New York, NY 10110
|
|
|
2)
|
Sandra F. Pessin
|
|
|
|
500 Fifth Ave, Suite 2240
|
|
|
|
New York, NY 10110
|
|
|
3)
|
Brian L. Pessin
|
|
|
|
500 Fifth Ave, Suite 2240
|
|
|
|
New York, NY 10110
|
|
|
|
|
|
Principal Occupation:
|
1)
|
Investor
|
|
|
2)
|
Housewife
|
|
|
3)
|
Investor
|
|
|
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|
|
Criminal Convictions:
|
1)
|
None
|
|
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2)
|
None
|
|
|
3)
|
None
|
|
|
|
|
|
Civil Proceedings:
|
1)
|
None
|
|
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2)
|
None
|
|
|
3)
|
None
|
|
|
|
|
|
Citizenship:
|
1)
|
United States
|
|
|
2)
|
United States
|
|
|
3)
|
United States
|
Item 3.
|
Source and Amount of Funds or Other Consideration
|
Item 4. |
Purpose of Transaction
|
Item 5. |
Interest in Securities of the Issuer
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Item 7. |
Material to Be Filed as Exhibits
|
|
/s/ Norman H. Pessin |
|
|
Norman H. Pessin
|
|
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|
|
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/s/ Sandra F. Pessin |
|
|
Sandra F. Pessin
|
|
|
|
|
|
/s/ Brian L. Pessin |
|
|
Brian L. Pessin
|
|
|
|
|
March 2, 2021
|
|
|
Shares of Preferred
C Stock Bought
|
Price Per
Share ($)
|
Date of
Purchase
|
|
|
|
|
|
|
|
Sandra F. Pessin
|
|
|
|
|
1,500
|
1,000.00
|
02/26/2021
|
|
|
|
|
Brian l. Pessin
|
|
|
|
|
500
|
1,000.00
|
02/26/2021
|
1 Year Duos Technologies Chart |
1 Month Duos Technologies Chart |
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