ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

CTXR Citius Pharmaceuticals Inc

0.6699
-0.0627 (-8.56%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Citius Pharmaceuticals Inc NASDAQ:CTXR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.0627 -8.56% 0.6699 0.655 0.67 0.6864 0.64 0.65 2,776,465 00:47:44

Statement of Changes in Beneficial Ownership (4)

09/10/2020 9:10pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Kane William
2. Issuer Name and Ticker or Trading Symbol

Citius Pharmaceuticals, Inc. [ CTXR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O CITIUS PHARMACEUTICALS, INC., 11 COMMERCE DRIVE, 1ST FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

10/6/2020
(Street)

CRANFORD, NJ 07016
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options to Purchase Common Stock (1)$1.01 10/6/2020  A   35000     (1)10/6/2030 Common Stock 35000 $0 35000 D  
Options to Purchase Common Stock (2)$1.39            (2)7/7/2030 Common Stock 25000  25000 D  
Options to Purchase Common Stock (3)$0.67            (3)10/8/2029 Common Stock 25000  25000 D  
Options to Purchase Common Stock (4)$1.62            (4)9/4/2028 Common Stock 15000  15000 D  
Options to Purchase Common Stock (5)$3.45            (5)9/13/2027 Common Stock 10000  10000 D  
Options to Purchase Common Stock (6)$0.015            (6)3/28/2024 Common Stock 12071  12071 D  
Options to Purchase Common Stock (7)$12            (7)6/23/2026 Common Stock 13334  13334 D  

Explanation of Responses:
(1) The options vest in full on October 6, 2021.
(2) The options vest in full on July 7, 2021.
(3) The options vest in full on October 8, 2020.
(4) The options vest in full on September 4, 2019.
(5) The options vest in full on September 13, 2018.
(6) The options vested in 1/3 increments over a three-year period with the first installment vesting on March 28, 2015.
(7) The options vested in full on the first anniversary of the date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Kane William
C/O CITIUS PHARMACEUTICALS, INC.
11 COMMERCE DRIVE, 1ST FLOOR
CRANFORD, NJ 07016
X



Signatures
/s/ Alexander M. Donaldson, by power of attorney10/8/2020
**Signature of Reporting PersonDate

1 Year Citius Pharmaceuticals Chart

1 Year Citius Pharmaceuticals Chart

1 Month Citius Pharmaceuticals Chart

1 Month Citius Pharmaceuticals Chart

Your Recent History

Delayed Upgrade Clock