Current Report Filing (8-k)

0001723648FALSE00017236482023-06-152023-06-150001723648us-gaap:CommonClassAMember2023-06-152023-06-150001723648us-gaap:WarrantMember2023-06-152023-06-150001723648lvox:UnitsMember2023-06-152023-06-15

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________________________

FORM 8-K

___________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): June 15, 2023

___________________________________

LIVEVOX HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

___________________________________

Delaware (State or other jurisdiction of incorporation or organization)

001-38825 (Commission File Number)

82-3447941 (I.R.S. Employer Identification Number)

655 Montgomery Street, Suite 1000 San Francisco, CA 94111

(Address of principal executive offices and zip code)

[phone]

(Registrant's telephone number, including area code)

___________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

Class A common stock, par value $0.0001 per share

LVOX

The NASDAQ Stock Market LLC

Redeemable Warrants, each whole Warrant exercisable to purchase one share of Class A common stock at an exercise price of $11.50

LVOXW

The NASDAQ Stock Market LLC

Units, each consisting of one share of Class A common stock and one-half of one redeemable Warrant

LVOXU

The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

---

Item 5.07 - Submission of Matters to a Vote of Security Holders

On June 15, 2023, LiveVox Holdings, Inc. (the “Company”) held its 2023 annual meeting of stockholders (“Annual Meeting”). The following are the final voting results for each of the matters voted upon by the Company’s stockholders at the Annual Meeting:

1. Election of Directors. All four nominees for director were re-elected as Class II Directors to the Company’s board of directors to serve for a term of three years expiring at the Company’s 2026 annual meeting of stockholders (or until such time as their respective successors are elected and qualified or their earlier resignation, death, or removal from office).

Director Nominee						For						Withheld						Broker Non-Votes
Stewart Bloom						79,645,238						1,036,557						8,445,459
Doug Ceto						79,927,345						754,450						8,445,459
Susan Morisato						74,924,161						5,757,634						8,445,459
Todd M. Purdy						77,079,035						3,602,760						8,445,459

2. Ratification of the Appointment of Independent Registered Public Accounting Firm. The appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 was ratified.

For						Against						Abstain
89,090,257						7,608						29,389

Item 9.01 - Financial Statements and Exhibits

(d) The following exhibits are being filed herewith:

Exhibit No.						Description
104						Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			LIVEVOX HOLDINGS, INC.
Date: June 15, 2023			By:			/s/ Aaron Ross
			Name:			Aaron Ross
			Title:			Chief Legal Officer