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CRON Cronos Group Inc

2.66
0.00 (0.00%)
Pre Market
Last Updated: 12:00:20
Delayed by 15 minutes
Share Name Share Symbol Market Type
Cronos Group Inc NASDAQ:CRON NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 2.66 2.64 2.66 61 12:00:20

Annual Statement of Changes in Beneficial Ownership (5)

16/02/2021 11:15pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ADLER JASON MARC
2. Issuer Name and Ticker or Trading Symbol

Cronos Group Inc. [CRON]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

111 PETER STREET, SUITE 300
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2020 
(Street)

TORONTO, A6 M5V 2H1
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
WARRANTS $0.1929 (1)12/16/2020  G (2)  1250000  5/27/2016 5/27/2021 COMMON SHARES 1250000.0 $0 2737132 D  
WARRANTS $0.1929 (1)12/16/2020  G (2)1250000    5/27/2016 5/27/2021 COMMON SHARES 1250000.0 $0 1250000 I By the Rachel Adler 2020 Gift Trust 

Explanation of Responses:
(1) The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7873 as reported by Bloomberg as of December 16, 2020.
(2) This transaction involved a gift of warrants by the reporting person to his spouse, who shares the reporting person's household. On the same day of the transaction being reported on this Form 5, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust, of which the reporting person is a trustee.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
ADLER JASON MARC
111 PETER STREET, SUITE 300
TORONTO, A6 M5V 2H1
X



Signatures
/s/ Eileen Uy, as attorney-in-fact for Jason M. Adler2/16/2021
**Signature of Reporting PersonDate

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