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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Cardiol Therapeutics Inc | NASDAQ:CRDL | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.01 | 0.51% | 1.99 | 1.97 | 2.09 | 2.05 | 1.90 | 1.94 | 284,004 | 01:00:00 |
|
Ontario, Canada
(Province or other jurisdiction of incorporation or organization) |
| |
2836
(Primary Standard Industrial Classification Code Number (if applicable)) |
| |
Not applicable
(I.R.S. Employer Identification Number (if applicable)) |
|
|
Copies to:
|
| ||||||
|
Philippe Tardif
Borden Ladner Gervais LLP Bay Adelaide Centre, East Tower 22 Adelaide St. W Toronto, Ontario M5H 4E3 Canada (416) 367-6060 |
| |
David Elsley
Cardiol Therapeutics Inc. 602-2265 Upper Middle Road East Oakville, Ontario L6H 0G5 Canada Telephone: (289) 910-0850 |
| |
Thomas M. Rose
Shona Smith Troutman Pepper Hamilton Sanders LLP 401 9th Street, N.W., Suite 1000 Washington, DC 20004 United States Telephone: (757) 687-7715 |
|
A.
|
☒
|
upon filing with the Commission, pursuant to Rule 467(a) (if in connection with an offering being made contemporaneously in the United States and Canada). |
B.
|
☐
|
at some future date (check appropriate box below) |
1.
|
☐
|
pursuant to Rule 467(b) on (date) at (time) (designate a time not sooner than 7 calendar days after filing). |
2.
|
☐
|
pursuant to Rule 467(b) on (date) at (time) (designate a time 7 calendar days or sooner after filing) because the securities regulatory authority in the review jurisdiction has issued a receipt or notification of clearance on (date). |
3.
|
☐
|
pursuant to Rule 467(b) as soon as practicable after notification of the Commission by the Registrant or the Canadian securities regulatory authority of the review jurisdiction that a receipt or notification of clearance has been issued with respect hereto. |
4.
|
☐
|
after the filing of the next amendment to this Form (if preliminary material is being filed). |
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Name of Person
|
| |
Name and Address of Agent
|
|
Dr. Guillermo Torre-Amione | | |
Cardiol Therapeutics Inc., Suite 602 – 2265 Upper Middle Road East, Oakville, Ontario L6H 0G5
|
|
Michael J. Willner | | |
Cardiol Therapeutics Inc., Suite 602 – 2265 Upper Middle Road East,
Oakville, Ontario L6H 0G5 |
|
Colin Stott | | |
Cardiol Therapeutics Inc., Suite 602 – 2265 Upper Middle Road East, Oakville, Ontario L6H 0G5
|
|
| | |
Nine Months Ended
|
| |
Year Ended
|
| ||||||||||||||||||
|
September 30,
2020 |
| |
September 30,
2021 |
| |
December 31,
2019 |
| |
December 31,
2020 |
| ||||||||||||||
Highest rate during the period
|
| | | | 1.4496 | | | | | | 1.2856 | | | | | | 1.3600 | | | | | | 1.4496 | | |
Lowest rate during the period
|
| | | | 1.2970 | | | | | | 1.2040 | | | | | | 1.2988 | | | | | | 1.2718 | | |
Average rate for the period
|
| | | | 1.3541 | | | | | | 1.2513 | | | | | | 1.3269 | | | | | | 1.3415 | | |
Rate at the end of the period
|
| | | | 1.3339 | | | | | | 1.2741 | | | | | | 1.2988 | | | | | | 1.2732 | | |
Designation
|
| |
Authorized
|
| |
Issued
|
| |
As at
September 30, 2021 (unaudited) |
| |
As at
September 30, 2021 (unaudited, pro forma after giving effect to the November Offering)(1) |
| ||||||||||||
Cash and cash equivalents
|
| | | | | | | | | | | | | | | $ | 28,652,391 | | | | | $ | 86,557,773 | | |
Share capital
|
| | | | Unlimited | | | | | | 60,357,339* | | | | | $ | 89,831,548 | | | | | $ | 147,736,930 | | |
Warrants
|
| | | | 12,961,084* | | | | | | 12,961,084* | | | | | $ | 4,317,473 | | | | | $ | 4,317,473(2) | | |
Contributed surplus
|
| | | | — | | | | | | — | | | | | $ | 12,196,858 | | | | | $ | 12,196,858 | | |
Deficit
|
| | | | — | | | | | | — | | | | | $ | (77,260,401) | | | | | $ | (77,260,401) | | |
Total Capitalization
|
| | | | | | | | | | | | | | | $ | 29,085,478 | | | | | $ | 86,990,860 | | |
Month
|
| |
High ($)
|
| |
Low ($)
|
| |
Trading Volume
|
| |||||||||
February 1-7, 2022
|
| | | | 2.49 | | | | | | 2.20 | | | | | | 731,048 | | |
January 2022
|
| | | | 2.95 | | | | | | 1.97 | | | | | | 5,855,925 | | |
December 2021
|
| | | | 2.85 | | | | | | 2.25 | | | | | | 5,760,699 | | |
November 2021
|
| | | | 4.65 | | | | | | 2.48 | | | | | | 8,230,143 | | |
October 2021
|
| | | | 6.11 | | | | | | 4.01 | | | | | | 6,164,662 | | |
September 2021
|
| | | | 6.19 | | | | | | 4.35 | | | | | | 8,637,945 | | |
August 2021
|
| | | | 4.95 | | | | | | 2.63 | | | | | | 5,763,058 | | |
July 2021
|
| | | | 3.20 | | | | | | 2.56 | | | | | | 2,126,230 | | |
June 2021
|
| | | | 3.35 | | | | | | 2.87 | | | | | | 2,679,984 | | |
May 2021
|
| | | | 4.42 | | | | | | 2.72 | | | | | | 6,372,940 | | |
April 2021
|
| | | | 4.49 | | | | | | 3.68 | | | | | | 2,456,879 | | |
March 2021
|
| | | | 5.06 | | | | | | 3.45 | | | | | | 5,124,200 | | |
February 2021
|
| | | | 5.32 | | | | | | 3.05 | | | | | | 6,092,761 | | |
Month
|
| |
High ($)
|
| |
Low ($)
|
| |
Trading Volume
|
| |||||||||
February 1-7, 2022
|
| | | | 0.90 | | | | | | 0.80 | | | | | | 1,500 | | |
January 2022
|
| | | | 1.52 | | | | | | 0.90 | | | | | | 2,700 | | |
December 2021
|
| | | | 2.00 | | | | | | 1.52 | | | | | | 1,290 | | |
November 2021
|
| | | | 2.00 | | | | | | 1.72 | | | | | | 26,484 | | |
October 2021
|
| | | | 2.65 | | | | | | 1.29 | | | | | | 53,400 | | |
September 2021
|
| | | | 2.78 | | | | | | 1.50 | | | | | | 322,625 | | |
August 2021
|
| | | | 2.10 | | | | | | 0.75 | | | | | | 209,458 | | |
July 2021
|
| | | | 1.00 | | | | | | 0.81 | | | | | | 156,201 | | |
June 2021
|
| | | | 1.15 | | | | | | 0.85 | | | | | | 168,300 | | |
May 12, 2021 to May 31, 2021
|
| | | | 1.10 | | | | | | 0.48 | | | | | | 432,024 | | |
Date of Issuance
|
| |
Number of
Common Shares |
| |
Issuance Prices
(CAN$) |
| ||||||
February 4, 2021
|
| | | | 3,805 | | | | | $ | 3.25 | | |
February 5, 2021
|
| | | | 90,243 | | | | | $ | 3.25 | | |
February 8, 2021
|
| | | | 139,567 | | | | | $ | 3.25 | | |
February 8, 2021
|
| | | | 20,000 | | | | | $ | 2.50 | | |
February 9, 2021
|
| | | | 54,250 | | | | | $ | 3.25 | | |
February 10, 2021
|
| | | | 268,462 | | | | | $ | 3.25 | | |
February 10, 2021
|
| | | | 208,333 | | | | | $ | 2.58 | | |
February 11, 2021
|
| | | | 34,883 | | | | | $ | 3.25 | | |
February 12, 2021
|
| | | | 550,300 | | | | | $ | 3.25 | | |
February 16, 2021
|
| | | | 208,333 | | | | | $ | 2.58 | | |
February 17, 2021
|
| | | | 349,550 | | | | | $ | 3.25 | | |
February 18, 2021
|
| | | | 91,950 | | | | | $ | 3.25 | | |
February 19, 2021
|
| | | | 38,900 | | | | | $ | 3.25 | | |
February 22, 2021
|
| | | | 357,400 | | | | | $ | 3.25 | | |
February 23, 2021
|
| | | | 134,000 | | | | | $ | 3.25 | | |
February 23, 2021
|
| | | | 90,000 | | | | | $ | 3.28 | | |
February 23, 2021
|
| | | | 20,000 | | | | | $ | 3.54 | | |
February 24, 2021
|
| | | | 12,000 | | | | | $ | 2.50 | | |
February 24, 2021
|
| | | | 85,750 | | | | | $ | 3.25 | | |
February 24, 2021
|
| | | | 50,000 | | | | | $ | 3.34 | | |
February 24, 2021
|
| | | | 40,000 | | | | | $ | 3.16 | | |
February 24, 2021
|
| | | | 75,000 | | | | | $ | 2.50 | | |
February 26, 2021
|
| | | | 75,000 | | | | | $ | 3.05 | | |
March 1, 2021
|
| | | | 50,000 | | | | | $ | 2.58 | | |
March 1, 2021
|
| | | | 26,500 | | | | | $ | 3.25 | | |
March 2, 2021
|
| | | | 229,000 | | | | | $ | 3.25 | | |
March 8, 2021
|
| | | | 106,618(1) | | | | | $ | 4.14 | | |
Date of Issuance
|
| |
Number of
Common Shares |
| |
Issuance Prices
(CAN$) |
| ||||||
March 15, 2021
|
| | | | 70,000 | | | | | $ | 3.25 | | |
March 19, 2021
|
| | | | 27,200 | | | | | $ | 3.25 | | |
March 19, 2021
|
| | | | 37,000(1) | | | | | $ | 4.50 | | |
March 31, 2021
|
| | | | 2,478(1) | | | | | $ | 4.54 | | |
April 12, 2021
|
| | | | 153,500(1)(2) | | | | | $ | 4.56 | | |
May 3, 2021
|
| | | | 20,000 | | | | | $ | 3.25 | | |
May 12, 2021
|
| | | | 6,112,000 | | | | | $ | 3.60 | | |
May 19, 2021
|
| | | | 30,500(1) | | | | | $ | 2.93 | | |
May 25, 2021
|
| | | | 40,000 | | | | | $ | 2.59 | | |
August 25, 2021
|
| | | | 159,606(1)(3) | | | | | $ | 3.22 | | |
August 25, 2021
|
| | | | 5,000(5) | | | | | $ | 3.25 | | |
August 30, 2021
|
| | | | 162,113(5) | | | | | $ | 3.25 | | |
August 30, 2021
|
| | | | 17,591(4) | | | | | $ | 2.50 | | |
August 31, 2021
|
| | | | 41,295(5) | | | | | $ | 3.25 | | |
September 1, 2021
|
| | | | 1,129(5) | | | | | $ | 3.25 | | |
September 2, 2021
|
| | | | 45,000(5) | | | | | $ | 3.25 | | |
September 7, 2021
|
| | | | 70,000(5) | | | | | $ | 3.25 | | |
September 10, 2021
|
| | | | 10,150(5) | | | | | $ | 3.25 | | |
September 13, 2021
|
| | | | 25,000(5) | | | | | $ | 3.00 | | |
September 15, 2021
|
| | | | 8,000(5) | | | | | $ | 3.25 | | |
September 16, 2021
|
| | | | 4,500(5) | | | | | $ | 3.25 | | |
September 16, 2021
|
| | | | 16,667 | | | | | $ | 3.23 | | |
September 17, 2021
|
| | | | 37,591(4) | | | | | $ | 2.50 | | |
September 17, 2021
|
| | | | 1,000 | | | | | $ | 3.25 | | |
September 17, 2021
|
| | | | 175,000(1) | | | | | $ | 3.22 | | |
September 20, 2021
|
| | | | 20,000(5) | | | | | $ | 3.25 | | |
September 21, 2021
|
| | | | 14,000(5) | | | | | $ | 3.25 | | |
September 22, 2021
|
| | | | 4,000(5) | | | | | $ | 3.25 | | |
September 24, 2021
|
| | | | 92,500(5) | | | | | $ | 3.25 | | |
September 27, 2021
|
| | | | 500(5) | | | | | $ | 3.25 | | |
September 27, 2021
|
| | | | 34,722(6) | | | | | $ | 4.60 | | |
September 28, 2021
|
| | | | 3,500(5) | | | | | $ | 3.25 | | |
September 29, 2021
|
| | | | 47,500(5) | | | | | $ | 3.25 | | |
September 30, 2021
|
| | | | 4,336(1) | | | | | $ | 5.71 | | |
September 30, 2021
|
| | | | 60,045(5) | | | | | $ | 3.25 | | |
October 4, 2021
|
| | | | 118,000(5) | | | | | $ | 3.25 | | |
October 5, 2021
|
| | | | 9,250(5) | | | | | $ | 3.25 | | |
October 6, 2021
|
| | | | 35,000(5) | | | | | $ | 3.25 | | |
October 7, 2021
|
| | | | 22,500(5) | | | | | $ | 3.25 | | |
October 8, 2021
|
| | | | 19,000(5) | | | | | $ | 3.25 | | |
October 12, 2021
|
| | | | 116,910(5) | | | | | $ | 3.25 | | |
October 15, 2021
|
| | | | 100,000 | | | | | $ | 4.60 | | |
Date of Issuance
|
| |
Number of
Common Shares |
| |
Issuance Prices
(CAN$) |
| ||||||
October 18, 2021
|
| | | | 175,000(1) | | | | | $ | 3.22 | | |
October 21, 2021
|
| | | | 1,500(6) | | | | | $ | 4.60 | | |
November 5, 2021
|
| | | | 16,350,000 | | | | | US$ | 3.07 | | |
November 17, 2021
|
| | | | 175,000(1) | | | | | $ | 3.22 | | |
November 24, 2021
|
| | | | 600,000 | | | | | $ | 4.60 | | |
December 1, 2021
|
| | | | 18,500(1) | | | | | $ | 2.76 | | |
December 17, 2021
|
| | | | 175,000(1) | | | | | $ | 3.22 | | |
January 10, 2022
|
| | | | 2,500(1) | | | | | $ | 2.17 | | |
TOTAL
|
| | |
|
28,881,427
|
| | | | | N/A | | |
Date of Issuance
|
| |
Type of convertible
security |
| |
Number of
convertible securities Issued |
| |
Exercise
Prices (CAN$) |
| ||||||
February 8, 2021
|
| |
Warrants
|
| | | | 10,000(3) | | | | | $ | 3.25 | | |
February 9, 2021
|
| |
Options
|
| | | | 416,666(1) | | | | | $ | 4.56 | | |
February 19, 2021
|
| |
Options
|
| | | | 560,000(1) | | | | | $ | 4.80 | | |
February 23, 2021
|
| |
Options
|
| | | | 130,000(1) | | | | | $ | 4.46 | | |
February 24, 2021
|
| |
Warrants
|
| | | | 6,000(3) | | | | | $ | 3.25 | | |
March 30, 2021
|
| |
Options
|
| | | | 400,000(1) | | | | | $ | 4.51 | | |
May 12, 2021
|
| |
May 2021 Warrants
|
| | | | 3,489,400 | | | | | $ | 4.60 | | |
May 13, 2021
|
| |
Options
|
| | | | 100,000(1) | | | | | $ | 3.00 | | |
August 17, 2021
|
| |
Options
|
| | | | 120,000(3) | | | | | $ | 3.26 | | |
August 17, 2021
|
| |
Share-Based Awards
|
| | | | 700,000(3) | | | | | | N/A | | |
August 25, 2021
|
| |
Options
|
| | | | 140,000(3) | | | | | $ | 3.81 | | |
August 30, 2021
|
| |
Warrants
|
| | | | 8,795(2) | | | | | $ | 3.25 | | |
September 14, 2021
|
| |
Options
|
| | | | 55,000(3) | | | | | $ | 4.88 | | |
September 14, 2021
|
| |
Performance Share Units
|
| | | | 100,000(3) | | | | | | N/A | | |
September 17, 2021
|
| |
Warrants
|
| | | | 18,795(2) | | | | | $ | 3.25 | | |
October 14, 2021
|
| |
Performance Share Units
|
| | | | 600,000(3) | | | | | | N/A | | |
November 5, 2021
|
| |
November 2021 Warrants
|
| | | | 8,175,000 | | | | | US$ | 3.75 | | |
November 29, 2021
|
| |
Performance Share Units
|
| | | | 1,200,000(3) | | | | | | N/A | | |
December 9, 2021
|
| |
Options
|
| | | | 380,000(3) | | | | | $ | 2.65 | | |
Date of Issuance
|
| |
Type of convertible
security |
| |
Number of
convertible securities Issued |
| |
Exercise
Prices (CAN$) |
| ||||||
December 9, 2021
|
| |
Options
|
| | | | 325,000(3) | | | | | $ | 3.59 | | |
January 12, 2022
|
| |
Options
|
| | | | 220,000(3) | | | | | $ | 2.17 | | |
TOTAL
|
| | | | | |
|
17,154,656
|
| | | | | N/A | | |
1 Year Cardiol Therapeutics Chart |
1 Month Cardiol Therapeutics Chart |
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