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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Cardiff Oncology Inc | NASDAQ:CRDF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.1936 | -5.60% | 3.2664 | 3.27 | 3.39 | 3.47 | 3.245 | 3.44 | 610,337 | 00:19:09 |
1. Name and Address of Reporting Person * ADAMS THOMAS PHD | 2. Issuer Name and Ticker or Trading Symbol Cardiff Oncology, Inc. [ CRDF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Former Director |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $447.84 | 6/10/2021 | J (1) | 272 | (2) | 6/10/2023 | Common Stock | 272.0 | $0 | 477870 | D | ||||
Stock Options | $7.18 | 6/10/2021 | J (1) | 223 | 3/17/2016 | 6/10/2023 | Common Stock | 223.0 | $0 | 477870 | D | ||||
Stock Options | $5.18 | 6/10/2021 | J (1) | 223 | 1/4/2017 | 6/10/2023 | Common Stock | 223.0 | $0 | 477870 | D | ||||
Stock Options | $51.84 | 6/10/2021 | J (1) | 530 | 10/4/2018 | 6/10/2023 | Common Stock | 530.0 | $0 | 477870 | D | ||||
Stock Options | $21.6 | 6/10/2021 | J (1) | 755 | 1/23/2019 | 6/10/2023 | Common Stock | 755.0 | $0 | 477870 | D | ||||
Stock Options | $2.48 | 6/10/2021 | J (1) | 298320 | 12/29/2020 (3) | 6/10/2023 | Common Stock | 298320.0 | $0 | 477870 | D | ||||
Stock Options | $2.6 | 6/10/2021 | J (1) | 173145 | 12/29/2020 (3) | 6/10/2023 | Common Stock | 173145.0 | $0 | 477870 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
ADAMS THOMAS PHD C/O CARDIFF ONCOLOGY, INC. 11055 FLINTKOTE AVENUE SAN DIEGO, CA 92121 | Former Director |
Signatures | ||
/s/ Thomas Adams | 6/14/2021 | |
**Signature of Reporting Person | Date |
1 Year Cardiff Oncology Chart |
1 Month Cardiff Oncology Chart |
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