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CPRX Catalyst Pharmaceuticals Inc

14.695
-0.445 (-2.94%)
Last Updated: 20:31:34
Delayed by 15 minutes
Share Name Share Symbol Market Type
Catalyst Pharmaceuticals Inc NASDAQ:CPRX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.445 -2.94% 14.695 14.69 14.70 15.22 14.53 15.20 665,724 20:31:34

Statement of Changes in Beneficial Ownership (4)

06/12/2019 9:53pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

INGENITO GARY
2. Issuer Name and Ticker or Trading Symbol

CATALYST PHARMACEUTICALS, INC. [ CPRX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Medical Officer
(Last)          (First)          (Middle)

355 ALHAMBRA CIRCLE, SUITE 1250
3. Date of Earliest Transaction (MM/DD/YYYY)

12/4/2019
(Street)

CORAL GABLES, FL 33134
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.001 per share 12/4/2019  M  150000 A$2.53 150000 D  
Common stock, par value $0.001 per share 12/5/2019  S  150000 (1)D$4.821 0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options to purchase common stock $2.53 12/4/2019  M   150000     (2)12/30/2022 Common Stock 150000 $0 886000 D  

Explanation of Responses:
(1) Dr. Ingenito has advised the Company that this sale of shares was to complete the raising of funds required for the purchase of a home by a family member and does not relate to any disagreements with the Company on any matter relating to the Company's operations, policies and practices. Dr. Ingenito remains an officer of the Company.
(2) The option was granted on December 30, 2015 and previously vested in two equal annual installments.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
INGENITO GARY
355 ALHAMBRA CIRCLE, SUITE 1250
CORAL GABLES, FL 33134


Chief Medical Officer

Signatures
/s/ Gary Ingenito12/6/2019
**Signature of Reporting PersonDate

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