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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Calamos Convertible Opportunities and Income Fund | NASDAQ:CHI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.0599 | -0.52% | 11.3801 | 11.38 | 11.42 | 11.4599 | 11.31 | 11.45 | 47,212 | 17:12:11 |
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND
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(Name of Issuer)
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Series E Mandatory Redeemable Preferred Shares
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(Title of Class of Securities)
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1281173@5
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(CUSIP Number)
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May 31, 2022
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(Date of Event which Requires Filing of this Statement)
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☑ |
Rule 13d-1(b)
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☐ |
Rule 13d-1(c)
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☐ |
Rule 13d-1(d)
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CUSIP No. 1281173@5
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Page 2 of 5 Pages
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1
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NAMES OF REPORTING PERSONS
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MetLife Investment Management, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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680,000
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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680,000
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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680,000
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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51.1% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IC
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(1) |
This percentage is calculated based on 1,330,000 Series E Mandatory Redeemable Preferred Shares outstanding.
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Item 1. | (a) |
Name of Issuer:
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(b)
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Address of Issuer’s Principal Executive Offices:
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Item 2. | (a) |
Name of Persons Filing:
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(b)
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Address of Principal Business Office or, if none, Residence:
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(c)
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Citizenship or Place of Organization:
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(d)
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Title of Class of Securities:
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(e)
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CUSIP Number:
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Item 3. |
If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
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(b)
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☐ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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☐ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (U.S.C. 80a-8);
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(e)
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☒ An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
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(f)
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☐An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
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(g)
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☐A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
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(h)
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☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐A non-U.S. institution in accordance with Section 240.13d-1(b)(1) (ii)(J).
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(k)
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☐Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).
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Item 4.
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Ownership:
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(a)
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Amount beneficially owned: 680,000
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(b)
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Percent of class: 51.1%*
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 680,000
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(ii)
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Shared power to vote or direct the vote: 0
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(iii)
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Sole power to dispose or direct the disposition of: 680,000
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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Item 5. |
Ownership of Five Percent or Less of a Class:
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person:
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Item 7. |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
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Item 8. |
Identification and Classification of Members of the Group:
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Item 9. |
Notice of Dissolution of Group:
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Item 10. |
Certifications:
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METLIFE INVESTMENT MANAGEMENT, LLC
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Date: June 10, 2022
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By:
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/s/ Israel Grafstein
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Name:
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Israel Grafstein
|
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Title:
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Chief Compliance Officer
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1 Year Calamos Convertible Oppo... Chart |
1 Month Calamos Convertible Oppo... Chart |
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