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Top Brokers
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Carlyle Group Inc | NASDAQ:CGABL | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.06 | -0.30% | 19.75 | 19.00 | 31.60 | 19.85 | 19.70 | 19.85 | 13,495 | 01:00:00 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | |||
(Address of Principal Executive Offices, Including Zip Code) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C. |
Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
FOR | WITHHELD | BROKER NON-VOTES | ||||
Daniel A. D’Aniello | 297,040,105 | 12,516,890 | 23,542,432 | |||
Sharda Cherwoo | 308,518,313 | 1,038,682 | 23,542,432 | |||
William J. Shaw | 302,172,377 | 7,384,618 | 23,542,432 |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||
326,375,367 | 6,583,018 | 141,042 | — |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||
308,967,464 | 502,455 | 87,076 | 23,542,432 |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||
253,091,280 | 56,173,905 | 291,810 | 23,542,432 |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||
250,319,089 | 58,881,055 | 356,851 | 23,542,432 |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||
119,111,471 | 189,847,420 | 598,104 | 23,542,432 |
Item 9.01 | Financial Statements and Exhibits. |
Exhibit No. | Description | |
10.1+ | ||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
+ | Management contract or compensatory plan or arrangement in which directors and/or executive officers are eligible to participate. |
The Carlyle Group Inc. | ||||||
Date: May 31, 2024 | By: | /s/ Jeffrey W. Ferguson | ||||
Name: | Jeffrey W. Ferguson | |||||
Title: | General Counsel |
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