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Share Name | Share Symbol | Market | Type |
---|---|---|---|
CF Bankshares Inc | NASDAQ:CFBK | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.035 | -0.19% | 18.485 | 18.31 | 19.10 | 18.98 | 18.33 | 18.40 | 4,068 | 21:05:24 |
1. Name and Address of Reporting Person * Pietrzak John | 2. Issuer Name and Ticker or Trading Symbol CF BANKSHARES INC. [ CFBK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/31/2020 | P | 100 | A | $11.59 | 100 | D | |||
Common Stock (1) | 1650 | I | See Footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks: The reporting person is a managing principal of Castle Creek Capital VII LLC ("CCC VII"), the sole general partner of Castle Creek Capital Partners VII, LP ("Fund VII"). As of September 2, 2020, Fund VII owned 531,299 shares of the Issuer's common stock (the "Fund VII Shares"). The Fund VII Shares were previously included in Table I of the reportion person's reports under Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), but following the recent establishment of a six-person investment committee by CCC VII, no person other than Fund VII and CCC VII presently has beneficial ownership (as defined in Rule 13d-3 under the Act) of the Fund VII shares. As such, the Fund VII Shares have been removed from this Form 4. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Pietrzak John C/O CF BANKSHARES INC. 7000 NORTH HIGH STREET WORTHINGTON, OH 43085 | X |
Signatures | ||
/S/ JOHN PIETRZAK | 9/2/2020 | |
**Signature of Reporting Person | Date |
1 Year CF Bankshares Chart |
1 Month CF Bankshares Chart |
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