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CENX Century Aluminum Co

17.50
0.69 (4.10%)
Last Updated: 20:38:17
Delayed by 15 minutes
Share Name Share Symbol Market Type
Century Aluminum Co NASDAQ:CENX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.69 4.10% 17.50 17.50 17.51 17.735 17.205 17.29 717,282 20:38:17

Statement of Changes in Beneficial Ownership (4)

03/01/2020 9:13pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Harrison Michelle
2. Issuer Name and Ticker or Trading Symbol

CENTURY ALUMINUM CO [ CENX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Sr. VP Finance & Treasurer
(Last)          (First)          (Middle)

C/O CENTURY ALUMINUM COMPANY, ONE SOUTH WACKER DRIVE, SUITE 1000
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2019
(Street)

CHICAGO, IL 60606
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2019  F  3340 (1)D$7.76 69031 (2)D  
Common Stock 1/1/2020  A  9057 (3)A$0 78088 (4)D  
Common Stock         352.5075 (5)I By 401(k) plan 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of performance share units granted to the Reporting Person.
(2) Includes unvested performance share units granted to the Reporting Person pursuant to Issuer's 2018-2020 and 2019-2021 Long-Term Incentive Plans under Rule 16b-3(d).
(3) Represents time vesting performance share units granted to the Reporting Person in connection with the Issuer's 2020-2022 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2022.
(4) Includes unvested performance share units granted to the Reporting Person pursuant to Issuer's 2018-2020, 2019-2021 and 2020-2022 Performance Share Programs under a Rule 16b-3(d) plan.
(5) As reported by 401(k) plan trustee on December 31, 2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Harrison Michelle
C/O CENTURY ALUMINUM COMPANY
ONE SOUTH WACKER DRIVE, SUITE 1000
CHICAGO, IL 60606


Sr. VP Finance & Treasurer

Signatures
/s/ Morgan F. Walbridge, Attorney-in-Fact for Michelle Harrison1/3/2020
**Signature of Reporting PersonDate

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