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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Cathay General Bancorp | NASDAQ:CATY | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
1.62 | 3.99% | 42.18 | 42.17 | 42.24 | 42.18 | 40.70 | 41.01 | 110,426 | 18:14:51 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Tai Pin |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol CATHAY GENERAL BANCORP [CATY] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) EVP, Deputy CLO, Cathay Bank / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 1664 | D |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | 11/20/2004 (1) | 11/20/2013 | Common Stock | 16180 | $24.80 | D |
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Stock Option | 2/19/2005 (1) | 2/19/2014 | Common Stock | 8000 | $28.695 | D |
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Stock Option | 2/17/2006 (1) | 2/17/2015 | Common Stock | 14710 | $37.00 | D |
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Stock Option | 1/19/2007 (1) | 1/19/2016 | Common Stock | 13750 | $36.90 | D |
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Stock Option | 2/21/2009 (1) | 2/21/2018 | Common Stock | 25000 | $23.37 | D |
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Restricted Stock Units | (2) | (2) | Common Stock | 4938 | (3) | D |
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Restricted Stock Units | (4) | (4) | Common Stock | 3084 | (3) | D |
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Restricted Stock Units | (5) | (5) | Common Stock | 3981 | (3) | D |
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Restricted Stock Units | (6) | (6) | Common Stock | 3973 | (3) | D |
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Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Tai Pin
CATHAY GENERAL BANCORP 9650 FLAIR DRIVE EL MONTE, CA 91731 |
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EVP, Deputy CLO, Cathay Bank |
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Signatures
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Monica Chen, attorney-in-fact | 5/21/2013 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Cathay General Bancorp Chart |
1 Month Cathay General Bancorp Chart |
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