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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Cathay General Bancorp | NASDAQ:CATY | NASDAQ | Common Stock |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 40.56 | 16.31 | 64.49 | 0 | 09:09:48 |
| 1. Name and Address of Reporting Person * TANG ANTHONY M | 2. Issuer Name and Ticker or Trading SymbolCATHAY GENERAL BANCORP [CATY] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Vice Chairman |
| 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Amount | (A) or (D) | Price | ||||||||
| Common Stock | 3/11/2021 | J (1) | 2279.312 | A | $43.475 | 328360.907 | I | By spouse | ||
| Common Stock | 6/7/2021 | J (1) | 2327.6970 | A | $42.75 | 328360.907 | I | By spouse | ||
| Common Stock | 9/9/2021 | J (1) | 2492.68 | A | $40.21 | 328360.907 | I | By spouse | ||
| Common Stock | 12/9/2021 | J (1) | 2543.55 | A | $43.5525 | 328360.907 | I | By spouse | ||
| Common Stock | 3/16/2021 | J (2) | 771.662 | A | $43.0868 | 110888.986 | I | By ESOP | ||
| Common Stock | 6/9/2021 | J (2) | 783.536 | A | $42.8798 | 110888.986 | I | By ESOP | ||
| Common Stock | 9/13/2021 | J (2) | 832.629 | A | $40.6377 | 110888.986 | I | By ESOP | ||
| Common Stock | 12/13/2021 | J (2) | 857.644 | A | $43.5809 | 110888.986 | I | By ESOP | ||
| Common Stock | 300000 | I | YFO Investments, spouse is a beneficiary | |||||||
| Common Stock | 246986 | D | ||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| Explanation of Responses: | |
| (1) | Dividend Reinvestment. |
| (2) | ESOP DR earnings allocation. |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES, CA 90012 | X | Vice Chairman | |||
| Signatures | ||
| /s/ Georgia Lo, attorney-in-fact | 2/4/2022 | |
| **Signature of Reporting Person | Date | |
1 Year Cathay General Bancorp Chart |
1 Month Cathay General Bancorp Chart |
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