Current Report Filing (8-k)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  May 9 , 2019

 

BROADWAY FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware		000-27464		95-4547287
(State of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

 

5055 Wilshire Boulevard Suite 500, Los Angeles, California		90036
(Address of Principal Executive Offices)		(Zip Code)

 

Registrant’s telephone number, including area code:     [phone]

 

NOT APPLICABLE

(Former name or former address, if changed since last report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class:		Trading Symbol(s)		Name of each exchange on which registered:
Common Stock, par value $0.01 per share		BYFC		The NASDAQ Stock Market, LLC

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 

---

 

Item 2.02                    Results of Operations and Financial Condition.

 

On May 9, 2019, Broadway Financial Corporation (the “Company”) issued a Press Release announcing results for the quarter ended March 31, 2019.   A copy of the Press Release is attached as Exhibit 99.1.

 

Item 9.01                    Financial Statements and Exhibits.

 

(d)

Exhibits

 

99.1	Press Release dated May 9, 2019, announcing results for the quarter ended March 31, 2019.

 

2

---

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

	BROADWAY FINANCIAL CORPORATION
	(Registrant)
Date: May 9, 2019	By	/s/ Brenda J. Battey
		Brenda J. Battey
		Chief Financial Officer

 

3

---