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BRFH Barfresh Food Group Inc

2.52
-0.02 (-0.79%)
20 Dec 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Barfresh Food Group Inc NASDAQ:BRFH NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.02 -0.79% 2.52 2.33 2.50 2.8749 2.355 2.54 35,097 21:30:00

Form 4 - Statement of changes in beneficial ownership of securities

27/02/2024 9:05pm

Edgar (US Regulatory)


SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Delle Coste Riccardo

(Last) (First) (Middle)
3600 WILSHIRE BLVD,
SUITE 1720

(Street)
BEVERLY HILLS, CA 90010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,501,880 I RD Capital Holdings Pty Ltd
Common Stock 6,782 I Delle Coste Family Trust
Common Stock 02/23/2024 A 14,858 A (1) 79,868 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option $1.33 04/27/2023 A 19,231 04/27/2024 04/27/2031 Common Stock 19,231 (1) 19,231 D
Stock option $6.79 04/27/2023 04/27/2030 Common Stock 19,231 19,231 D
Stock option $5.72 04/27/2022 04/27/2029 Common Stock 19,231 19,231 D
Stock option $4.94 04/25/2021 04/25/2028 Common Stock 19,231 19,231 D
Stock option $5.85 05/20/2020 05/20/2027 Common Stock 19,231 19,231 D
Stock option $6.76 07/26/2019 07/26/2026 Common Stock 19,231 19,231 D
Stock option $9.36 04/27/2018 04/27/2025 Common Stock 19,231 19,231 D
Stock option $7.15 09/15/2018 09/15/2025 Common Stock 19,231 19,231 D
Stock option $9.36 11/25/2017 11/25/2024 Common Stock 9,616 9,616 D
Stock option $7.93 05/27/2017 05/27/2024 Common Stock 19,231 19,231 D
Q Warrants $3.51 03/31/2020 03/30/2025 Common Stock 75,029 75,029 D
M Warrants $9.1 03/30/2019 03/30/2024 Common Stock 56,280 56,280 D
Explanation of Responses:
1. Represents the settlement of performance units in stock, net of 5,142 shares withheld to cover the related tax liability.
/s/ Riccardo Delle Coste 02/27/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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