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BMRC Bank of Marin Bancorp

15.56
0.37 (2.44%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Bank of Marin Bancorp NASDAQ:BMRC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.37 2.44% 15.56 14.78 19.20 15.63 15.11 15.23 80,299 21:30:00

Initial Statement of Beneficial Ownership (3)

04/03/2019 11:34pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Gotelli Robert

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/28/2019 

3. Issuer Name and Ticker or Trading Symbol

Bank of Marin Bancorp [BMRC]

(Last)        (First)        (Middle)

504 REDWOOD BOULEVARD, SUITE 100

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Executive Vice President /

(Street)

NOVATO, CA 94947       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   9426   D    
Common Stock   11916.0006   I   By ESOP  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to buy)     (1) 4/1/2019   Common Stock   3100   $11.125   D    
Stock Options (Right to buy)     (1) 4/1/2020   Common Stock   1400   $16.55   D    
Stock Options (Right to buy)     (1) 4/1/2021   Common Stock   1400   $19.00   D    
Stock Options (Right to buy)     (1) 4/2/2022   Common Stock   2200   $19.09   D    
Stock Options (Right to buy)     (1) 4/1/2023   Common Stock   1400   $19.675   D    
Stock Options (Right to Buy)     (1) 4/1/2024   Common Stock   1300   $22.94   D    
Stock Options (Right to buy)     (1) 3/2/2025   Common Stock   2200   $25.375   D    
Stock Options (Right to buy)     (2) 3/1/2026   Common Stock   2400   $24.825   D    
Stock Options (Right to buy)     (2) 3/1/2027   Common Stock   1560   $34.80   D    
Stock Options (Right to buy)     (2) 3/1/2028   Common Stock   1740   $33.575   D    
Stock Options (Right to buy)     (3) 3/1/2028   Common Stock   980   $33.575   D    

Explanation of Responses:
(1)  Exercisable 20% per year beginning on first anniversary date of grant
(2)  Exercisable 33% per year beginning on first anniversary date of grant
(3)  Exercisable 33% immediately, then 33% per year on first anniversary date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Gotelli Robert
504 REDWOOD BOULEVARD, SUITE 100
NOVATO, CA 94947


Executive Vice President

Signatures
Nancy R. Boatright, Attorney-in-Fact 3/4/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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