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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Ballard Power Systems Inc | NASDAQ:BLDP | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.10 | 3.66% | 2.83 | 2.25 | 3.77 | 2.88 | 2.775 | 2.78 | 2,600,393 | 05:00:09 |
☐ |
Rule 13d-1(b)
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☒ |
Rule 13d-1(c)
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☐ |
Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS
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Broad-Ocean Motor (Hong Kong) Co. Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
☐
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(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Hong Kong
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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22,949,947
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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22,949,947
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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9.9%
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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9.9%*
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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FI
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1
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NAMES OF REPORTING PERSONS
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Zhongshan Broad-Ocean Motor Co., Ltd.
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)
☐
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|||||
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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China
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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22,949,947
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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|
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||
22,949,947
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|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
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||
9.9%
|
|
|
|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
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11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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9.9%*
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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FI
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(a) |
Name of Issuer
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(b) |
Address of Issuer’s Principal Executive Offices
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(a) |
Name of Persons Filing
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(b) |
Address of Principal Business Office or, if none, Residence
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(c) |
Citizenship
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(d) |
Title of Class of Securities
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(e) |
CUSIP Number
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
|
☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
|
☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
|
☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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☐
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
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(j)
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☐
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
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(k)
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☐
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A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
|
Item 4. |
Ownership.
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(a) |
Amount beneficially owned:
|
Broad-Ocean Motor (Hong Kong) Co. Limited
|
22,949,947 shares
|
Zhongshan Broad-Ocean Motor Co., Ltd.
|
22,949,947 shares
|
(b) |
Percent of class:
|
(c) |
Number of shares as to which the person has:
|
(i) |
Sole power to vote or to direct the vote:
|
Broad-Ocean Motor (Hong Kong) Co. Limited
|
0 shares
|
Zhongshan Broad-Ocean Motor Co., Ltd.
|
0 shares
|
(ii) |
Shared power to vote or to direct the vote:
|
Broad-Ocean Motor (Hong Kong) Co. Limited
|
22,949,947 shares
|
Zhongshan Broad-Ocean Motor Co., Ltd.
|
22,949,947 shares
|
(iii) |
Sole power to dispose or to direct the disposition of:
|
Broad-Ocean Motor (Hong Kong) Co. Limited
|
0 shares
|
Zhongshan Broad-Ocean Motor Co., Ltd.
|
0 shares
|
(iv) |
Shared power to dispose or to direct the disposition of:
|
Broad-Ocean Motor (Hong Kong) Co. Limited
|
22,949,947 shares
|
Zhongshan Broad-Ocean Motor Co., Ltd.
|
22,949,947 shares
|
Item 5. |
Ownership of Five Percent or Less of a Class
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
|
Item 8. |
Identification and Classification of Members of the Group
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Item 9. |
Notice of Dissolution of Group
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Item 10. |
Certification
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Dated: November 29, 2018
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Broad-Ocean Motor (Hong Kong) Co. Limited
|
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By: |
/s/ LU Chuping
|
||
Name: |
LU Chuping
|
||
Title: |
Director
|
||
Zhongshan Broad-Ocean Motor Co., Ltd.
|
|||
By: |
/s/ LU Chuping
|
||
Name: |
LU Chuping
|
||
Title: |
Chairman of the Board of Directors
|
Exhibit
Number
|
Title
|
|
99.1
|
Joint Filing Agreement, dated as of August 4, 2016, as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended
(previously filed with the Original Schedule 13G filed on August 5, 2016 and incorporated herein by reference).
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1 Year Ballard Power Systems Chart |
1 Month Ballard Power Systems Chart |
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