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Share Name | Share Symbol | Market | Type |
---|---|---|---|
1895 Bancorp of Wisconsin Inc | NASDAQ:BCOW | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.07 | 0.80% | 8.83 | 6.54 | 14.09 | 8.88 | 8.80 | 8.88 | 2,213 | 21:30:00 |
Maryland
|
61-1993378
|
(State or Other Jurisdiction of
|
(I.R.S. Employer Identification No.)
|
Incorporation or Organization)
|
Mr. Richard Hurd
|
Marc P. Levy, Esquire
|
Chief Executive Officer
|
Beverly J. White, Esquire
|
1895 Bancorp of Wisconsin, Inc.
|
Luse Gorman, PC
|
7001 West Edgerton Avenue
|
5335 Wisconsin Ave., N.W., Suite 780
|
Greenfield, Wisconsin 53220
|
Washington, DC 20015-2035
|
(414) 421-8200
|
(202) 274-2000
|
(Name, Address and Telephone
|
|
Number of Agent for Service)
|
Large accelerated filer ◻
|
Accelerated filer ◻
|
Non-accelerated filer ⌧
|
Smaller reporting company ⌧
|
Emerging growth company ⌧
|
Title of Securities to be Registered
|
Amount to be Registered (1)
|
Proposed Maximum Offering Price Per Share
|
Proposed Maximum Aggregate Offering Price
|
Amount of Registration Fee
|
Common stock, par value $0.01 per share
|
78,470 (2)
|
$5.9865(9)
|
$469,761
|
$44
|
Common stock, par value $0.01 per share
|
198,097 (3)
|
$5.9637(9)
|
$1,181,392
|
$110
|
Common stock, par value $0.01 per share
|
10,530 (4)
|
$6.655(9)
|
$70,078
|
$7
|
Common stock, par value $0.01 per share
|
26,789 (5)
|
$7.7566(9)
|
$207,792
|
$20
|
Common stock, par value $0.01 per share
|
10,527 (6)
|
$7.7566(9)
|
$81,654
|
$8
|
Common stock, par value $0.01 per share
|
1,313 (7)
|
$11.17(9)
|
$14,667
|
$2
|
Common stock, par value $0.01 per share
|
103,186 (8)
|
$11.17(9)
|
$1,152,588
|
$107
|
Total Securities
|
428,912
|
̶
|
$3,177,932
|
$298
|
(1) |
Together with an indeterminate number of additional shares that may be necessary to adjust the number of shares reserved for issuance pursuant to the 1895 Bancorp of Wisconsin, Inc. 2020 Equity Incentive Plan (the “Equity Plan”) as a
result of a stock split, stock dividend or similar adjustment of the outstanding common stock of 1895 Bancorp or Wisconsin, Inc. (the “Company”) pursuant to 17 C.F.R. Section 230.416(a) under the Securities Act of 1933, as amended (the
“Securities Act”).
|
(2) |
Represents the number of shares of common stock currently reserved for issuance for options that were granted on March 28, 2020, but have not been exercised by the recipient pursuant to the Equity Plan.
|
(3) |
Represents the number of shares of common stock currently reserved for issuance for options that were granted on April 24, 2020, but have not been exercised by the recipient pursuant to the Equity Plan.
|
(4) |
Represents the number of shares of common stock currently reserved for issuance for options that were granted on June 1, 2020, but have not been exercised by the recipient pursuant to the Equity Plan.
|
(5) |
Represents the number of shares of common stock currently reserved for issuance for options that were granted on February 26, 2021, but have not been exercised by the recipient pursuant to the Equity Plan.
|
(6) |
Consists of shares issuable under an inducement stock option award granted by the Registrant as a material inducement to the individual’s acceptance of employment with the Registrant in accordance with Nasdaq Listing Rule 5635(c)(4) (an
“Inducement Stock Option Award”).
|
(7) |
Consists of shares issuable under an inducement restricted stock award granted by the Registrant as a material inducement to the individual’s acceptance of employment with the Registrant in accordance with Nasdaq Listing Rule 5635(c)(4)
(an “Inducement Restricted Stock Award”).
|
(8) |
Represents the number of shares of common stock reserved for issuance under the Equity Plan for any unvested awards of restricted stock that may be forfeited and reissued.
|
(9) |
Determined pursuant to 17 C.F.R. Section 230.457(h)(1) of the Securities Act.
|
Regulation S-K
Exhibit Number
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Document
|
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1895 BANCORP OF WISCONSIN, INC.
|
||
By:
|
/s/ Richard B. Hurd
|
|
Richard B. Hurd
|
||
Chief Executive Officer
|
||
(Duly Authorized Representative)
|
Signatures
|
Title
|
Date
|
||
/s/ Richard B. Hurd |
Chief Executive Officer
|
October 29, 2021
|
||
Richard B. Hurd
|
and Director
|
|||
(Principal Executive Officer)
|
||||
/s/ David R. Ball
|
President, Chief Operating
|
October 29, 2021
|
||
David R. Ball
|
Officer and Director
|
|||
/s/ Richard J. Krier
|
Senior Vice President and Chief
|
October 29, 2021
|
||
Richard J. Krier
|
Financial Officer (Principal Financial and Accounting Officer)
|
|||
/s/ Darrell Francis
|
Chairman of the Board
|
October 29, 2021
|
||
Darrell Francis
|
||||
Signatures
|
Title
|
Date
|
||
/s/ Monica Baker
|
Senior Vice President and Director
|
October 29, 2021
|
||
Monica Baker
|
||||
Director
|
|
|||
Joseph Murphy
|
||||
/s/ James Spiegelberg
|
Director
|
October 29, 2021
|
||
James Spiegelberg
|
||||
Director
|
|
|||
John Talsky
|
||||
/s/ Gary Zenobi
|
Director
|
October 29, 2021
|
||
Gary Zenobi
|
||||
1 Year 1895 Bancorp of Wisconsin Chart |
1 Month 1895 Bancorp of Wisconsin Chart |
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