Form N-PX - Annual Report of proxy voting record of management investment companies

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811-22853                

 

ArrowMark Financial Corp.

(Exact name of registrant as specified in charter)

 

110 Fillmore Street, Suite 325

Denver, CO 80206

(Address of principal executive offices) (Zip code)

 

Sanjai Bhonsle

ArrowMark Financial Corp.

110 Fillmore Street, Suite 325

Denver, CO 80206

(Name and address of agent for service)

 

Copies of Communications to:

John P. Falco, Esq.

Troutman Pepper LLP

3000 Two Logan Square / Eighteenth and Arch Streets

Philadelphia, PA 19103-2799

[phone]

 

Registrant's telephone number, including area code: [phone]

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2022 – June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

 

During the reporting period July 1, 2022 through June 30, 2023, there were no voting records to report.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant

ArrowMark Financial Corp.

 

By (Signature and Title)*	/s/ Patrick J. Farrell
	Patrick J. Farrell, Chief Financial Officer
	(principal financial officer)

 

Date

August 28, 2023

 

*Print the name and title of each signing officer under his or her signature.

 

 

 

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