Registration Effectiveness Orders Issued By The SEC

The following table includes registration statements and post-effective amendments that were declared effective by the Securities and Exchange Commission on the most recently completed business day.

The Securities Act of 1933 requires companies offering securities to file a registration statement with the SEC that discloses material facts for investors. The SEC staff reviews registration statements and declares them "effective" if companies satisfy the disclosure rules.

 
REGISTRATIONS EFFECTIVE AS OF September 13, 2011 
 
STOCK: 
Northstar Realty Finance Corp. (NRF) 
File Number: 333-175259 
Date of Original Registration: 6/30/11 
Form Type: S-3 
Securities Registered: 26,774,070 Shares of Common Stock 
Selling Holder: Yes. 
 
Power Solutions International Inc. (PSIX) 
File Number: 333-176653 
Date of Original Registration: 9/2/11 
Form Type: S-1 
Securities Registered: 2,355,011 Shares of Common Stock 
Selling Holder: Yes. 
 
S-4 s and F-4 s: 
LyondellBasel Industries N.V. (LYB) 
File Number: 333-175077 
Date of Original Registration: 6/22/11 
Form Type: S-4 
Securities Registered: $1,822,500,000 8% Senior Secured Notes 
Due 2017 303,750,000 8% Senior Secured Notes Due 2017 
Selling Holder: No 
 
New Enterprise Stone & Lime Co. Inc. 
File Number: 333-176538 
Date of Original Registration: 8/29/11 
Form Type: S-4 
Securities Registered: Offer to Exchange 
$250,000,000 in aggregate principal amount of 
11% Senior Notes due 2018 which have been registered 
under the Securities Act of 1933 for $250,000,000 in aggregate 
principal amount of outstanding 11% Senior Notes due 2018. 
Selling Holder: No. 
 
MIXED SECURITIES: 
AXT Inc. (AXTI) 
File Number: 333-175820 
Date of Original Registration: 7/27/11 
Form Type: S-3 
Securities Registered: $60,000,000 Common Stock, Preferred 
Stock, Depositary Shares, Warrants, Debt Securities and Units 
Selling Holder: No.