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AVXL Anavex Life Sciences Corporation

3.8141
0.0541 (1.44%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Anavex Life Sciences Corporation NASDAQ:AVXL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.0541 1.44% 3.8141 3.80 14.20 3.98 3.82 3.89 872,311 05:00:07

Initial Statement of Beneficial Ownership (3)

24/04/2018 5:36pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Velden Claus Vander

2. Date of Event Requiring Statement (MM/DD/YYYY)
3/2/2018 

3. Issuer Name and Ticker or Trading Symbol

ANAVEX LIFE SCIENCES CORP. [AVXL]

(Last)        (First)        (Middle)

MUENSTEREIFELER ST. 85

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

COLOGNE, 2M 50937       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)     (1) 3/2/2028   Common Stock   50000   $2.60   D    

Explanation of Responses:
(1)  Dr. van der Velden holds options to purchase fifty thousand (50,000) shares of common stock of the Corporation at an option price per share of $2.60, said options to vest in annual equal installments over a three year period commencing on March 2, 2018, exercisable as follows: 16,667 shares on March 2, 2019, 16,667 shares on March 2, 2020 and 16,666 shares on March 2, 2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Velden Claus Vander
MUENSTEREIFELER ST. 85
COLOGNE, 2M 50937
X



Signatures
/s/ Claus van der Velden, PhD 4/24/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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