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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Applied UV Inc | NASDAQ:AUVI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.0065 | -1.13% | 0.569 | 0.5602 | 0.568 | 0.5788 | 0.5458 | 0.5773 | 70,415 | 00:58:06 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * RICCIO MICHAEL GERARD |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol Applied UV, Inc. [AUVI] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
COMMON STOCK | 50000 (1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 10/5/2021 | 9/28/2031 | Common Stock | 23100 | $6.53 | D | |
Stock Option (right to buy) | 10/31/2021 | 9/28/2031 | Common Stock | 44942 (2) | $6.53 | D | |
Stock Option (right to buy) | 9/30/2023 | 9/28/2031 | Common Stock | 1958 (3) | $6.53 | D | |
Stock Option (right to buy) | 1/1/2022 | 1/1/2032 | Common Stock | 70000 (4) | $2.70 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
RICCIO MICHAEL GERARD 150 N. MACQUESTEN PARKWAY MOUNT VERNON, NY 10550 | Chief Financial Officer |
Signatures | ||
/s/ Michael Riccio | 1/24/2022 | |
**Signature of Reporting Person | Date |
1 Year Applied UV Chart |
1 Month Applied UV Chart |
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