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ATOM Atomera Incorporated

4.3509
-0.2891 (-6.23%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Atomera Incorporated NASDAQ:ATOM NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.2891 -6.23% 4.3509 4.39 4.49 4.70 4.38 4.65 425,268 00:00:00

Initial Statement of Beneficial Ownership (3)

23/04/2021 11:36pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Srinivasan Sudarsan
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/12/2021 

3. Issuer Name and Ticker or Trading Symbol

Atomera Inc [ATOM]
(Last)        (First)        (Middle)

750 UNIVERSITY AVENUE, SUITE 280
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
VP Engineering /
(Street)

LOS GATOS, CA 95032      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)  (1)4/12/2031 Common Stock 38000 $23.75 D  

Explanation of Responses:
(1) Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on April 12, 2022 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on July 12, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Srinivasan Sudarsan
750 UNIVERSITY AVENUE, SUITE 280
LOS GATOS, CA 95032


VP Engineering

Signatures
/s/ Sudarsan Srinivasan4/23/2021
**Signature of Reporting PersonDate

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