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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Alphatec Holdings Inc | NASDAQ:ATEC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.44 | 3.33% | 13.65 | 13.11 | 13.95 | 13.73 | 13.255 | 13.56 | 1,081,648 | 05:00:06 |
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Large accelerated filer
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Accelerated filer
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x
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Non-accelerated filer
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o
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Smaller reporting company
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o
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(Do not check if a small reporting company)
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Title of Securities
To Be Registered
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Amount
To Be
Registered
(1)
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Proposed Maximum Offering Price Per Share
(2)
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Proposed Maximum Aggregate Offering Price
(2)
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Amount of Registration Fee
(3)
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Common Stock, par value $0.0001 per share
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700,000 shares
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$0.24
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$168,000
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$16.92
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(1)
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The number of shares of common stock, par value $0.0001 per share (“
Common Stock
”), stated above consists of the aggregate number of additional shares not previously registered which may be issued pursuant to the Alphatec Holdings, Inc. Amended 2007 Employee Stock Purchase Plan (the “
2007 Plan
”). In addition, pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “
Securities Act
”), this Registration Statement also covers such indeterminate number of additional shares of Common Stock as is necessary to eliminate any dilutive effect of any future stock split, stock dividend or similar transaction.
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(2)
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This calculation is made solely for the purpose of determining the registration fee pursuant to the provisions of Rule 457(c) and (h)(1) under the Securities Act. The fee is calculated on the basis of the average of the high and low sale prices of the Common Stock as reported on The Nasdaq Global Select Market as of a date (May 2, 2016) within five business days prior to filing this Registration Statement.
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(3)
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Calculated pursuant to Section 6(b) of the Securities Act.
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•
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from any breach of the director’s duty of loyalty to the Registrant or its stockholders;
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from acts or omissions not in good faith or which involve intentional misconduct or a knowing violation of law;
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under Section 174 of the Delaware General Corporation Law; and
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from any transaction from which the director derived an improper personal benefit.
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Exhibit Number
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Exhibit Description
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Filed with this Report
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Incorporated by Reference herein from Form or Schedule
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Filing Date
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SEC File/ Reg. Number
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5.1
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Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
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X
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23.1
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Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1)
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X
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23.2
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Consent of Independent Registered Public Accounting Firm
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X
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24.1
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Power of Attorney (included as part of the signature page of this Registration Statement)
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X
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99.1
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Amended 2007 Employee Stock Purchase Plan
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Schedule 14A
(Appendix C)
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6/11/2013
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000-52024
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Signature
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Title(s)
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Date
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/s/ JAMES M. CORBETT
James M. Corbett
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President, Chief Executive Officer and Director (Principal Executive Officer)
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May 5, 2016
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/s/ MICHAEL O’NEILL
Michael O’Neill
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Chief Financial Officer, Vice President and Treasurer (Principal Financial Officer and Principal Accounting Officer)
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May 5, 2016
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/s/ LESLIE H. CROSS
Leslie H. Cross
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Chairman of the Board of Directors
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May 5, 2016
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/s/ MORTIMER BERKOWITZ III
Mortimer Berkowitz III
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Chairman of the Executive Committee of the Board of Directors
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May 5, 2016
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/s/ TOM C. DAVIS
Tom C. Davis
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Director
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May 5, 2016
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/s/ SIRI S. MARSHALL
Siri S. Marshall
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Director
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May 5, 2016
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/s/ R. IAN MOLSON
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Director
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May 5, 2016
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R. Ian Molson
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/s/ STEPHEN E. O’NEIL
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Director
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May 5, 2016
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Stephen E. O’Neil
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/s/ DONALD A. WILLIAMS
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Director
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May 5, 2016
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Donald A. Williams
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Exhibit Number
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Exhibit Description
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Filed with this Report
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Incorporated by Reference herein from Form or Schedule
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Filing Date
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SEC File/ Reg. Number
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5.1
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Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
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X
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23.1
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Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1)
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X
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23.2
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Consent of Independent Registered Public Accounting Firm
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X
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24.1
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Power of Attorney (included as part of the signature page of this Registration Statement)
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X
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99.1
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Amended 2007 Employee Stock Purchase Plan
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Schedule 14A
(Appendix C) |
6/11/2013
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000-52024
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1 Year Alphatec Chart |
1 Month Alphatec Chart |
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