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ATEC Alphatec Holdings Inc

10.74
-2.84 (-20.91%)
After Hours
Last Updated: 23:22:42
Delayed by 15 minutes
Share Name Share Symbol Market Type
Alphatec Holdings Inc NASDAQ:ATEC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -2.84 -20.91% 10.74 10.60 10.74 12.12 10.59 11.64 9,064,328 23:22:42

Initial Statement of Beneficial Ownership (3)

19/06/2020 10:07pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Pelizzon David R
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/17/2020 

3. Issuer Name and Ticker or Trading Symbol

Alphatec Holdings, Inc. [ATEC]
(Last)        (First)        (Middle)

C/O ALPHATEC SPINE, INC., 5818 EL CAMINO REAL
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          _____ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)
(Street)

CARLSBAD, CA 92008      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 115997 D  
Common Stock 1086957 I By Squadron Capital LLC (1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants (right to buy) 5/29/2027 5/29/2034 Common Stock 456000 $3.15 I By Squadron Capital LLC (1)
Warrants (right to buy) 5/29/2027 5/29/2034 Common Stock 2419355 $2.17 I By Squadron Capital LLC (1)
Warrants (right to buy) 5/29/2027 5/29/2034 Common Stock 537910 $4.88 I By Squadron Capital LLC (1)

Explanation of Responses:
(1) These securities are held by Squadron Capital LLC ("Squadron"). As the President of Squadron, the reporting person may be deemed to be the beneficial owner of these securities. The reporting person expressly disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Pelizzon David R
C/O ALPHATEC SPINE, INC.
5818 EL CAMINO REAL
CARLSBAD, CA 92008
X



Signatures
/s/ David R. Pelizzon6/19/2020
**Signature of Reporting PersonDate

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