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ASTC Astrotech Corporation

9.3565
-0.0385 (-0.41%)
26 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Astrotech Corporation NASDAQ:ASTC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.0385 -0.41% 9.3565 9.37 9.39 9.3999 9.1101 9.27 3,184 22:33:51

Initial Statement of Beneficial Ownership (3)

22/04/2022 12:33am

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hinojosa Jaime
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/15/2022 

3. Issuer Name and Ticker or Trading Symbol

ASTROTECH Corp [ASTC]
(Last)        (First)        (Middle)

2105 DONLEY DR., SUITE 100
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
CFO /
(Street)

AUSTIN, TX 78758      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 116493 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Options (right to buy) 4/7/2018 4/7/2025 Common Stock 800 $2.8300 D  
Employee Stock Options (right to buy) 5/9/2020 5/9/2027 Common Stock 3000 $5.3000 D  
Employee Stock Options (right to buy)  (1)10/14/2029 Common Stock 10000 $1.8500 D  
Employee Stock Options (right to buy)  (2)4/14/2032 Common Stock 100000 $0.6400 D  

Explanation of Responses:
(1) One-third of the total number of stock options granted shall vest and become exercisable on each of the first three anniversaries of October 14, 2019, such that 100% of the shares of common stock granted shall be fully vested and exercisable on October 14, 2022, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.
(2) One-third of the total number of stock options granted shall vest and become exercisable on each of the first three anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2025, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Hinojosa Jaime
2105 DONLEY DR.
SUITE 100
AUSTIN, TX 78758


CFO

Signatures
/s/ Jaime Hinojosa4/21/2022
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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