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ASRV AmeriServ Financial Inc

2.74
0.05 (1.86%)
15 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
AmeriServ Financial Inc NASDAQ:ASRV NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.05 1.86% 2.74 2.36 2.80 2.73 2.66 2.66 10,785 21:30:00

Statement of Changes in Beneficial Ownership (4)

01/12/2021 7:59pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KUNKLE KIM W
2. Issuer Name and Ticker or Trading Symbol

AMERISERV FINANCIAL INC /PA/ [ ASRV ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

216 FRANKLIN STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

11/22/2021
(Street)

JOHNSTOWN, PA 15901
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/22/2021  A  452 (1)A$3.8123 108228 D  
Common Stock 11/22/2021  A  140 (1)A$3.8123 108368 D  
Common Stock 11/22/2021  A  39 (1)A$3.8123 108406 D  
Common Stock 11/30/2021  P  1500 A$3.78 40890 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  2000 A$3.783 42890 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  1000 A$3.7847 43890 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  500 A$3.785 44390 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  530 A$3.7898 44920 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  1200 A$3.7882 46120 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  770 A$3.7899 46890 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  561 A$3.805 47451 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  2310 A$3.82 49761 I Laurel Holdings, Inc. 
Common Stock 11/30/2021  P  439 A$3.83 50200 I Laurel Holdings, Inc. 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Shares acquired through dividend reinvestment.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
KUNKLE KIM W
216 FRANKLIN STREET
JOHNSTOWN, PA 15901
X



Signatures
Sharon M. Callihan - Attorney-in-Fact12/1/2021
**Signature of Reporting PersonDate

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