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ASLE AerSale Corporation

6.94
0.36 (5.47%)
26 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
AerSale Corporation NASDAQ:ASLE NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.36 5.47% 6.94 6.77 6.94 7.03 6.60 6.66 276,445 21:41:06

Statement of Changes in Beneficial Ownership (4)

16/06/2021 12:19am

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Finazzo Nicholas
2. Issuer Name and Ticker or Trading Symbol

AerSale Corp [ ASLE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO & Division Pres., TechOps.
(Last)          (First)          (Middle)

121 ALHAMBRA PLAZA, SUITE 1700
3. Date of Earliest Transaction (MM/DD/YYYY)

6/11/2021
(Street)

MIAMI, FL 33134
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrant $11.50 6/11/2021  P   4214     (1) (1)Common Stock 2214 $3.0665 103363 I See footnote (2)

Explanation of Responses:
(1) The warrants are currently exercisable and will expire on December 22, 2025.
(2) The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Finazzo Nicholas
121 ALHAMBRA PLAZA, SUITE 1700
MIAMI, FL 33134
X
CEO & Division Pres., TechOps.

Signatures
/s/ Martin Garmendia, Attorney-in-fact For Nicholas Finazzo6/15/2021
**Signature of Reporting PersonDate

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