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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Aqua Metals Inc | NASDAQ:AQMS | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.0029 | 0.62% | 0.468 | 0.4662 | 0.487 | 0.50 | 0.468 | 0.4772 | 146,287 | 00:45:28 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
||
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
|
||
Aqua Metals, Inc.
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||
(Name of Issuer)
Common Stock
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||
(Title of Class of Securities)
03837J 101
|
||
(CUSIP Number)
December 31, 2016
|
||
(Date of Event Which Requires Filing of this Statement)
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Jeffrey L. Feinberg Personal Trust
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
*
(a)
☐
(b)
☒
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California
|
||
NUMBER OF
|
5
|
SOLE VOTING POWER
0
|
|
SHARES
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
0
|
|
EACH
REPORTING
PERSON
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
WITH:
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
X (See item 4)
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
*
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (See item 4)
|
||
12
|
TYPE OF REPORTING PERSON
*
OO
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Jeffrey L Feinberg
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
*
(a)
☐
(b)
☒
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California
|
||
NUMBER OF
|
5
|
SOLE VOTING POWER
0
|
|
SHARES
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
0
|
|
EACH
REPORTING
PERSON
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
WITH:
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
X (See item 4)
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
*
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% (See item 4)
|
||
12
|
TYPE OF REPORTING PERSON
*
IN
|
(a) |
Name of Issuer
|
(b) |
Address of Issuer's Principal Executive Offices
|
(a) |
Name of Person Filing
|
(i) |
Jeffrey L. Feinberg Personal Trust (the "Trust")
|
(b) |
Address of Principal Business Office or, if none, Residence
|
(c) |
Citizenship
|
(d) |
Title of Class of Securities
|
(e) |
CUSIP Number
|
(a) | ☐ | Broker or dealer registered under section 15 of the Act. |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act. |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act. |
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940. |
(e) | ☐ | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with § 240.13d‑1(b)(1)(ii)(F). |
(g) | ☐ | A parent holding company or control person in accordance with § 240.13d‑1(b)(1)(ii)(G). |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. |
(j) | ☐ | Group, in accordance with § 240.13d‑1(b)(1)(ii)(J). |
(a) |
Amount Beneficially Owned
|
(b) |
Percent of Class
|
(c) |
Number of shares as to which such person has:
|
(i) |
Sole power to vote or to direct the vote
|
(ii) |
Shared power to vote or to direct the vote
|
(iii) |
Sole power to dispose or to direct the disposition of
|
(iv) |
Shared power to dispose or to direct the disposition of
|
January 4, 2017
|
|
Date
/s/ Jeffrey L. Feinberg
|
|
Signature
Trustee of the Jeffrey L. Feinberg Personal Trust
|
|
/s/ Jeffrey L. Feinberg
|
|
Signature
|
|
1 Year Aqua Metals Chart |
1 Month Aqua Metals Chart |
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