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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Aptevo Therapeutics Inc | NASDAQ:APVO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.041 | -8.70% | 0.43 | 0.31 | 0.4711 | 0.548 | 0.42 | 0.4621 | 11,492,814 | 05:00:05 |
1. Name and Address of Reporting Person * Lamothe Jeffrey G. | 2. Issuer Name and Ticker or Trading Symbol Aptevo Therapeutics Inc. [ APVO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP and CFO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $34.58 (1) | 7/27/2020 | D | 2695 (1) | (2) | 3/10/2021 | Common Stock | 2695 (1) | (3) | 0 | D | ||||
Stock Option (right to buy) | $35.70 (1) | 7/27/2020 | D | 1928 (1) | (4) | 3/9/2022 | Common Stock | 1928 (1) | (3) | 0 | D | ||||
Stock Option (right to buy) | $41.58 (1) | 7/27/2020 | D | 3128 (1) | (5) | 2/28/2026 | Common Stock | 3128 (1) | (3) | 0 | D | ||||
Stock Option (right to buy) | $27.44 (1) | 7/27/2020 | D | 2407 (1) | (6) | 2/24/2027 | Common Stock | 2407 (1) | (3) | 0 | D | ||||
Stock Option (right to buy) | $30.10 (1) | 7/27/2020 | D | 2407 (1) | (7) | 6/1/2027 | Common Stock | 2407 (1) | (3) | 0 | D | ||||
Stock Option (right to buy) | $43.82 (1) | 7/27/2020 | D | 4814 (1) | (8) | 3/9/2028 | Common Stock | 4814 (1) | (3) | 0 | D | ||||
Stock Option (right to buy) | $21.28 (1) | 7/27/2020 | D | 4814 (1) | (9) | 2/28/2029 | Common Stock | 4814 (1) | (3) | 0 | D | ||||
Stock Option (right to buy) | $8.56 | 7/27/2020 | A | 7380 | (10) | 7/26/2030 | Common Stock | 7380 | (3) | 7380 | D | ||||
Stock Option (right to buy) | $8.56 | 7/27/2020 | A | 2140 | (11) | 7/26/2030 | Common Stock | 2140 | (3) | 2140 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Lamothe Jeffrey G. C/O APTEVO THERAPEUTICS INC. 2401 4TH AVENUE, SUITE 1050 SEATTLE, WA 98121 | SVP and CFO |
Signatures | ||
/s/ Carl A. Valenstein, attorney-in-fact | 7/29/2020 | |
**Signature of Reporting Person | Date |
1 Year Aptevo Therapeutics Chart |
1 Month Aptevo Therapeutics Chart |
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